Compliance Monitoring Officer - 6 month contract

Employer
Goodman Masson
Location
London, United Kingdom
Salary
GBP350 - GBP400 per day
Posted
Jul 29, 2021
Closes
Aug 19, 2021
Ref
11611504
Job Function
Compliance/Regulatory
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
A well known Asset Manager in London are looking for a Compliance Monitoring Officer to join them for a 6 month contract.

Responsibilities:
  • Effectively complete periodic and ad hoc monitoring reviews and systematically report weakness identified alongside potential solutions
  • Ensure the annual compliance monitoring plan is performed in a timely and effective manner ensuring all planned monitoring reviews are completed within agreed deadlines
  • Support Compliance Management in the production of MI reporting presented to the Executive Committee and Group Risk Committee

Requirements:
  • Educated to undergraduate degree level with a relevant professional qualification (IMC or CFA) preferred
  • Approximately three to seven years' experience in a similar role within an asset manager ideally, however a banking environment would also be suitable
  • Sound knowledge of FCA rules and regulations
  • Capable user of MS Office
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