Compliance Officer

Employer
Morgan McKinley
Location
Shanghai, China
Salary
Competitive
Posted
Jul 16, 2021
Closes
Aug 15, 2021
Ref
11447163
Job Function
Other
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
Our client is a global top-tier quant investment company.

Our client is a global top-tier quant investment company. Currently, they are looking for a Compliance Officer based in Shanghai. This role will report to the Head of Compliance APAC directly. The main responsibilities include compliance advisory, AML,compliance monitoring etc.

Requirements:
  • A minimum of 5 years related working experience in financial institutions, including futures firms/security firms/investment firms/banks, in legal& compliance
  • Good knowledge of internal control requirements and general compliance operations
  • Familiar with domestic various regulators, like CSRC, AMAC
  • Good written and verbal communications skills in English
  • Professional certifications (e.g. CFA, CPA, Securities/Futures/Funds Qualification Certificate) is a plus

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