Director of Investment Management

This position requires a strong analytical aptitude, passion for investment management, ability to design, monitor and adapt processes to meet the needs of the firm and our clients, and ability to lead a team of talented professionals.

Primary Responsibilities

• Lead research efforts regarding financial markets and the economy
• Collaborate with team on portfolio construction
• Oversee asset allocation and due diligence of mutual funds, ETFs, individual stocks, bonds, and alternatives
• Communicate economic events and allocation changes to member advisors and clients
• Monitor and maintain client portfolios
• Lead, develop and mentor members of the Investment Team
• Deliver on Prosperity’s investment philosophy, identify and monitor strategy changes based on current market and economic environment, implement those changes and communicate that across the organization
• Design and oversee processes and procedures that support Prosperity’s investment philosophy and ensure adherence to those processes
• Understand and maintain a process to ensure Prosperity’s adherence to Fiduciary Standards  with regard to product research and documentation
• Promote the services of our advisor-facing solution, PRG, and drive growth to that program
• Occasional participation in meetings for high net worth clients
• Participate in broker/dealer, OSJ, and industry conferences; participation to include presenting at some events
• Obtain and maintain an understanding of the relatively few illiquid alternative investments held in Prosperity’s client portfolios, including advising advisors with regard to liquidity events and tender offerings
• Perform other duties as needed

Qualifications:

• Bachelor’s degree from accredited university in Business, Finance, or Economics
• Strong quantitative/mathematical background
• Minimum 9 years industry experience
• Experience managing a team of professionals, preferred
• CFA Charterholder for 5 years
• FINRA Series 7, Series 63/65 or 66; must obtain all state registrations
• Strong Excel skills, VBA skills a plus
• Minimum 2 years experience  working with Factset or Bloomberg
• Ability to communicate complex investment concepts to a wide range of audiences
• Ability to travel; travel is infrequent
• Ability to pass background check

Benefits

• Group Health Insurance
• Long-Term and Short-Term Disability Insurance
• 401k with Employer Matching
• Dental/Vision Insurance
• Tuition Reimbursement
• Parental Leave
• PTO that includes PTO for Volunteer Work
• Dependent Care for Flexible Spending Account
• Flextime Policy

To respond to this opportunity, please submit resume to  careers@prosperityadvisors.com.

Prosperity is an equal opportunity employer, and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability status, protected veteran status, or any other characteristic protected by law.