Senior Investment Associate

Location
Sarasota, Florida (US)
Salary
Starting at $60,000+ Benefits
Posted
Jun 01, 2021
Closes
Jul 01, 2021
Employment Type
Full Time
Education
Bachelors

Job Description

SmartPro Financial is seeking a full-time Senior Investment Associate who has a passion for investment research and portfolio management. The SIA role has various duties including developing and fostering ongoing relationships with and training from BD/RIA for trading, compliance, marketing, due diligence, and performance reporting. The SIA reports directly to COO or investment committee.

We believe that a vibrant company culture which supports and nurtures our employees is so important that it is the key to our success—and a unique and sustainable competitive advantage.

Key Responsibilities:

  • Program model management, trader and contact for inhouse models
  • Responsible for developing and fostering ongoing relationships with BD/RIA's for trading, compliance, marketing, due diligence, and performance reporting
  • Coordinate ongoing interactions with investment committee members, including investment committee meetings and projects
  • Responsible for trading, new accounts liquidation/trade, rebalance deposits/withdrawals, rebalancing target range thresholds, etc.
  • Creating and maintaining reporting functions (CIR statements composites, spreadsheets, models, fund additions, historical model performance, marketing slides, compliance submittals)
  • Development and maintenance of marketing material collateral.
  • Advisor salesforce internal contact
  • Ad hoc Research Projects, fund searches, new model review
  • Scheduling/attending fund family manager meetings
  • Ongoing due diligence management

Qualifications

  • CFA level II candidate highly preferred, or at min level I candidate and desire to attain CFA charter.
  • Finance or related bachelor's degree.
  • Highly proactive and able to create and maintain processes and procedures.
  • Experience with or familiarity with portfolio management, trading and reporting software
  • Experience with or familiarity with investment research vendors (Morningstar, etc.)
  • Highly technical, detail oriented
  • Ability to multitask multiple job roles
  • Proficiency with spreadsheets (Excel, etc.) and presentation software (Power Pt, etc.)
  • 1-3 yrs of relevant experience for an RIA, bank or research company.
  • Desire and experience to handle investment performance and statistical reporting.
  • Understanding of and strong interest in capital markets.
  • Knowledge of and experience with the different security types and acct types

Benefits:

  • Disability insurance
  • Life insurance
  • Paid time off
  • Retirement plan
  • Professional Development CFA Sponsorship
  • Uncapped earning potential tied to fund growth metrics
  • The ability to develop and grow a team around the SIA role

SmartPro Financial is a team of financial advisors and insurance agents. Please note that you will be required to get fingerprinted and pass a background check prior to employment.

Job Type: Full-time

Pay: $60,000.00 - $70,000.00 per year

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