Audit Manager, Sr. Mgr/Director, Shenzhen

COMPANY PROFILE

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 747 offices in 42 countries. As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values based on integrity, excellence and giving back. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.

Morgan Stanley Huaxin Fund Management Co., Ltd. ("Morgan Stanley Huaxin Funds") has changed registration with the Industry and Commerce Bureau on June 12, 2008 and is now Sino-foreign joint venture funds management company (formerly known as Jutian Fund Management Company established in 2003) with registered capital of RMB 227.5 million. Morgan Stanley Huaxin Funds is headquartered in Shenzhen, and has two branches, one in Beijing and the other in Shanghai.

"Gather World Wise, Achieve Ideal Life". As a joint venture fund management company, Morgan Stanley Huaxin Funds benefits from the global vision of its foreign shareholder, Morgan Stanley, and absorbs the local investment wisdom from its Chinese major shareholder, Huaxin Securities. Supported by both foreign and domestic shareholders, Morgan Stanley Huaxin Funds has devoted itself to becoming a leading asset management company in China. Established in Chinese market and benefiting from its international background, Morgan Stanley Huaxin Funds commits itself to building a harmonious, normative, transparent and progressive corporate culture and providing fund investors with good investment returns and professional services.

Morgan Stanley Huaxin Funds provides diversified and professional investment management services to fund investors, including actively managed products, indexing investment products, quantitative investment products, fixed income products and separately-managed account (SMA) products, with a goal to meet investors' needs for asset allocations, risk management and producing investment returns.

RESPONSIBILITIES:

• Plan, execute, and report on MSHF audits (covering all MSHF business functions)

• Identify and assess areas of critical and high risks and evaluate the soundness of their controls as part of audits, continuous monitoring and closure verification work

• Drive discussions with senior business stakeholders to understand risk drivers, control state, and impact in order to formulate a point of view of the control environment

• Define audit scope, design control testing steps to evaluate the adequacy of the control designs and operating effectiveness

• Prepare formal audit conclusion such as audit reports and management action plan

• Proactively monitor and address key metrics associated with issues and actions, audit plans and resources

• Assist in the messaging of risks and controls in the Board pack to senior management and other relevant stakeholders

• Keep informed of industry developments and use this information to inform audit scoping and risk assessments

• Be consistent in applying strong internal audit methodology standards

Qualifications:

• Education - Bachelor's degree (preferably in accounting/finance) required and post-graduate professional qualification preferred(CPA/CA/CIA/CISA/CFA).

• Experience - 5-10 years of relevant financial services experience specifically Asset Management Internal Audit experience. Other relevant experience such as Big Four accounting firms, Management Consultants and other relevant Financial Services experience will also be considered. Previous working experience in an international company is a plus.

• Language - Proficient communication skills including written and spoken English and Chinese.

• Competency Requirements - Robust understanding of internal controls and the concept of three lines of defense. Strong analytical skills with ability to accurately and efficiently process information. Attention to detail, good documentation, communication, and report writing skills. Creative problem resolution skills with the drive to bring innovative ideas within a progressive and fast-paced environment. Solid relationship management skills when interacting with multiple stakeholders globally. Bright, motivated and keen learner. Team player with ability to work independently in a fast-paced environment and within a small team setting.

• Travel - Limited travel, however, must have ability to travel when required.