Anti-Money Laundering (AML) and Sanctions Senior Audit Manager

Tampa, USA
Jan 13, 2021
Feb 12, 2021
Job Function
Industry Sector
Finance - General
Employment Type
Full Time
The Senior Audit Manager is a senior level position responsible for developing and executing a robust Audit Plan, in coordination with the Audit team. The overall objective of this role is to apply a comprehensive understanding of different Internal Audit standards, to direct complex audit activities for a component of the business at a regional or country level.


  • D evelop and execute a robust Audit Plan, by reviewable entity, for assigned businesses in accordance with Internal Audit standards, relevant government statutes and regulations and Citigroup and Citibank policies.
  • Deliver on time high quality audit reports, Internal Audit and Regulatory issue validation, business monitoring and governance committee reporting.
  • Supports regulatory deliverables and exams on a frequent basis.
  • Oversee/lead reviews for all types of reviews, including the most complex, and review and approve Business Monitoring Quarterly Summaries.
  • Participate in major business initiatives and pro-actively advise and assist the business on change initiatives.
  • Develop effective senior line management relationships and has a strong understanding of the businesses.
  • Implement integrated auditing concepts and technology, and follow trends in the Audit field and adapt them for the Audit function.
  • Identify solutions for a variety of complex and unique control issues, utilizing complex judgement and sophisticated analytical thought.
  • Analyze report findings, and recommend interventions where needed, proposing creative and pragmatic solutions to risk and control issues.
  • Partner with Directors and Managing Directors to develop approaches for addressing broader corporate emerging issues
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

  • Specific subject matter expertise regarding Internal Audit, with emphasis in AML and Sanctions, including topics such as: AML and Sanctions programs, Risk Assessments, CDD, KYC, transaction monitoring, Alert analysis, Case investigations, Actimize system and Alert Risk Scoring
  • 10+ years of experience in a related role
  • Related certifications (CPA, ACA, CFA, CIA, CISA or similar) preferred
  • Demonstrated success in business, functional and people management
  • Proven ability to execute concurrently on a portfolio of high quality deliverables according to strict timetables
  • Demonstrated ability to implement continuous improvement and innovation in audit tools and techniques
  • Consistently demonstrates clear and concise written and verbal communication
  • Demonstrated ability to remain unbiased in a diverse working environment
  • Effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views

  • Bachelor's degree/University degree or equivalent experience
  • Master's degree preferred

Job Family Group:
Internal Audit

Job Family:

Time Type:
Full time

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