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Compliance Officer - Corporate Regulatory Advisory

Employer
Sloane Shorey Consulting, EA Licence No: 20S0307
Location
Singapore, Singapore
Salary
Salary SG$80,000 - $120,000
Closing date
Nov 5, 2020

View more

Job Function
Accounting/Audit/Tax
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
You will be responsible for managing and monitoring a portfolio of listed companies and:
  • Review for compliance with rules and regulations
  • Provide advice on regulatory matters related to ongoing listings requirements.
  • Investigate potential breaches of rules/regulations. Advise on potential enforcement and disciplinary actions for any breaches.
  • Monitor corporate actions.
  • Attend roundtable team meetings to discuss client portfolio related matters.
  • Provide feedback on listing rules, company regulations, accounting standards.
  • Build effective relationships with companies, facing off to senior management and professionals supporting the companies including investment bankers, solicitors and auditors.

Requirements
  • 4 - 8 years of relevant experience.
  • Audit, compliance, finance or legal background preferred.
  • CPA or CFA an advantage.
  • Skills should cover both quantitative and qualitative analytical experience
  • Effective and confident communication, both verbal and written

Hiring company offers a great working environment: Team is collaborative and supportive. Training is provided and there is excellent work/life balance with no travel. There are many recently qualified auditors and lawyers in the team who, after a few years in this role, regularly move internally into the compliance, finance, legal, risk or front office functions.

For a confidential discussion on this role, please apply now.

Sloane | Shorey

Sloane Shorey Consulting is a specialist recruitment firm focusing on compliance, controls and risk management positions across Asia Pacific. We are a Ministry of Manpower Licensed Employment Agency (EA License 20S0307).

Live vacancy listings: sloaneshorey.catsone.com/careers

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