Senior Regulatory Capital: Control and Review Manager

Responsibilities:

• Develop regulatory capital review programs to ensure compliance with relevant regulatory capital rules and regulations
• Serving as a Subject Matter Expert in the review and examination processes including standardized procedures to be used to guide technical and operational reviews.
• Proactively inform team of CFTC capital rule developments and affect necessary changes to the program as necessary
• Determine the approach for review, follow up, and closure of various financial statement analysis and notice filings
• Assist in the development of technology architecture needed to review financial statement and notice filings
• Establish and maintain initial and ongoing training program for examination and control teams

Requirements:

• 8-10+ years experience in a regulatory capital, financial reporting or audit covering vanilla and complex financial derivatives
• Deep knowledge of risk management frameworks and market best practice including VaR and stress-testing standards, counterparty exposure calculations, liquidity measurement, and internal controls for financial reporting (ICFR)
• Knowledge of Fixed Income and FX derivative products, as it relates to capital calculations, preferred
• Proficiency in a wide range of capital regulations such as RWA, CCAR, Basel, LCR, LSTA
• Familiarity with regulatory financial filings such as FR Y-9C, FR Y-14, FFIEC 031, FFIEC 041
• Excellent communication skills.
• Bachelor's degree required, MBA, CFA and/or CPA preferred

For immediate consideration, please forward resume and contact details to: info@ashtonlanegroup.com

Ashton Lane Group is a boutique executive recruitment firm serving the Banking, Insurance, and Alternative Investment sectors. For the latest opportunities, visit www.AshtonLaneGroup.com

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