Responsible Officer, Virtual Banking (Wealth Management Biz)

Employer
Robert Walters Hong Kong
Location
Hong Kong, Hong Kong
Salary
Attractive
Posted
Nov 09, 2019
Closes
Dec 09, 2019
Ref
6652361
Job Function
Accounting/Audit/Tax
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
Responsibilities:

  • Perform and handle all spectrum of compliance duties as a RO/EO in relation to Type 1 and Type 4 of SFC regulated activities
  • Responsible for overall wealth management operations in the Bank
  • Oversee and evaluate wealth management products and business development strategy
  • Comply with all applicable regulatory rules and requirements and fulfil all compliance responsibilities as required
  • Ensure compliance policies and procedures are maintained and followed
  • Review and update internal control, operational policies and procedures
  • Conduct trainings to bank staff when needed


Requirements:

  • University degree with honours in economics, finance, business, mathematics or a related discipline
  • At least 5 to 7 years solid experience in wealth management business
  • Current holder of Responsible Officer ("RO") or Executive Officer ("EO") for Type 1 and Type 4 of SFC regulated activities
  • Solid knowledge of investment products and financial planning solutions including the knowledge of financial markets, economic dynamics, financial planning environment, new product solutions and regulatory requirements
  • Chartered Financial Analyst, Certified Financial Planner, Certified Financial Management Planner, Financial Risk Manager or other qualifications is a plus
  • Good command of both spoken and written Chinese, inclusive of Cantonese and Mandarin, and English

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