Assistant Vice President - On-Site Controls Analyst
- Employer
- BNP Paribas
- Location
- New York, USA
- Salary
- Competitive
- Closing date
- Nov 7, 2019
View more
- Job Function
- Banking
- Industry Sector
- Finance - General
- Employment Type
- Full Time
- Education
- Bachelors
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Business Overview:
The Management of BNP Paribas has committed to ensure compliance with AML / Embargo & Sanctions rules within the entire Group. In this context, Group Compliance has decided to have a strong and permanent set-up within the U.S.: Group Financial Security US ("GFS U.S.").
The objectives of this unit include:
Position overview:
The OSC AVP will report to a GFS U.S. OSC Vice President (VP).
The OSC AVP as p art of a team, will undertake review assignments in accordance with an approved plan; provide a high level of assistance in the conduct of reviews; and contribute to the maintenance and enhancement of stakeholder relationships.
Primary duties and responsibilities :
In this role, your primary responsibilities include:
This is an exciting opportunity for the right candidate to join a Group-wide function in a highly visible position.
Qualifications
Minimum Required Qualifications:
The Management of BNP Paribas has committed to ensure compliance with AML / Embargo & Sanctions rules within the entire Group. In this context, Group Compliance has decided to have a strong and permanent set-up within the U.S.: Group Financial Security US ("GFS U.S.").
The objectives of this unit include:
- Having the responsibility for the BNP Paribas Group framework in relation to Compliance with U.S. Sanctions;
- Ensuring a legal watch in relation to U.S. Sanctions in liaison with Legal Affairs;
- Issuing norms, policies and procedures in relation to Sanctions and applicable across the BNP Paribas Group;
- Providing advice on situations linked to U.S. Sanctions across the Group;
- Acting as the ultimate level of management of the U.S. Sanctions - related alerts;
- Acting as the sponsor of tools used to filter flows against embargo / sanctions lists;
- Risk assessing the Group's branches & affiliates regarding non-compliance issues through a permanent risk oversight;
- Performing on-site controls within BNP Paribas Group to verify that BNP Paribas entities comply with norms issued by GFS U.S .
- Review the adequacy and effectiveness of the Financial Security framework within the BNP Paribas Group.
- Assess if BNP Paribas's branches, affiliates and global business lines comply with regulations / Group requirements in the area of Financial Security.
- GFS OSC is based in New York and Paris. GFS OSC is comprised of experienced reviewers who travel internationally to execute a risk-based compliance review plan.
- GFS U.S. On-Site Controls is primarily responsible for reviewing compliance with Financial Sanctions and in particular OFAC-specific requirements for entities not in the GFS Paris OSC scope.
Position overview:
The OSC AVP will report to a GFS U.S. OSC Vice President (VP).
The OSC AVP as p art of a team, will undertake review assignments in accordance with an approved plan; provide a high level of assistance in the conduct of reviews; and contribute to the maintenance and enhancement of stakeholder relationships.
Primary duties and responsibilities :
In this role, your primary responsibilities include:
- Performing assigned review scoping and test work, under the supervision and guidance of the OSC VP/Team Lead.
- Assisting in the drafting of findings, remedial action plans and review reports.
- Delivering review assignments that adhere to methodology and quality standards.
- Demonstrating strong and effective time management.
- Participating in the enhancement of OSC's professional practices (methodologies, test plans, RAPs and Review QA etc.)
- Supporting OSC U.S. in executing special and ad-hoc projects.
This is an exciting opportunity for the right candidate to join a Group-wide function in a highly visible position.
Qualifications
Minimum Required Qualifications:
- 3 + years' experience in a General Inspection/Audit role.
- 4 - 7 years' experience in a complex global financial services organization.
- Ability to travel internationally and comply with travel visa requirements.
- High ethical standards.
- Excellent verbal and written communication skills.
- Strong analytical and investigative skills.
- High level of detail orientation and organization.
- Flexibility to adapt to new changing environment.
- Team player with demonstrated track record in self-initiative and time management.
- Undergraduate degree, finance or business related majors.
- Professional certifications: CIA, CISA, CAMS, CFE, CFA, etc.
- Experience in Compliance with a strong knowledge of OFAC requirements.
- Working knowledge of banking products and services.
- Knowledge of BNP Paribas Group activities and organization.
- Working knowledge of automated auditing techniques.
- Foreign language skills a plus in particular French.
- Graduate degree.
- Not Applicable
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