Associate/ Assistant Manager, Investment Compliance
- Employer
- Great Eastern Life Assurance (Malaysia) Berhad
- Location
- Kuala Lumpur, Malaysia
- Salary
- Competitive
- Closing date
- Aug 19, 2019
View more
- Job Function
- Investment Advisor/Consultant
- Industry Sector
- Finance - General
- Employment Type
- Full Time
- Education
- Bachelors
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Job Description
Job ID: 001416
The Role:
Job Requirements
Our Requirement:
Job ID: 001416
The Role:
- Responsible to conduct Compliance Examination Programme on a timely basis to ensure risks are adequately mitigated and the compliance standards are met against external and internal guidelines, policies as well as operating procedures
- Review and update all compliance review processes and procedures
- Responsible to conduct briefings or training to investment staff on compliance related maters
- Assist in the administration of the departments as well as Investment Code of Ethics
- Update all investment related external and internal guidelines and Operating Manual
- Assist and undertake ad-hoc and special assignments
- Ensure all the actions required by Investment Department are observed and the requirements are met
- Maintenance of Bloomberg Compliance Module
Job Requirements
Our Requirement:
- Possess a recognised degree in Accounting, Law, Actuarial Science or Chartered Financial Analyst
- Knowledge of investment/ securities is an added advantage
- Has at least 2-4 years experiences in compliance, external audit, internal audit, insurance or banking industry
- Had good written and communication skills
- Good organising and planning skills
- Good time management
- Analytical
- High degree of integrity
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