Associate/ Assistant Manager, Investment Compliance

Job Description
Job ID: 001416

The Role:

Responsible to conduct Compliance Examination Programme on a timely basis to ensure risks are adequately mitigated and the compliance standards are met against external and internal guidelines, policies as well as operating procedures
Review and update all compliance review processes and procedures
Responsible to conduct briefings or training to investment staff on compliance related maters
Assist in the administration of the departments as well as Investment Code of Ethics
Update all investment related external and internal guidelines and Operating Manual
Assist and undertake ad-hoc and special assignments
Ensure all the actions required by Investment Department are observed and the requirements are met
Maintenance of Bloomberg Compliance Module

Job Requirements
Our Requirement:

Possess a recognised degree in Accounting, Law, Actuarial Science or Chartered Financial Analyst
Knowledge of investment/ securities is an added advantage
Has at least 2-4 years experiences in compliance, external audit, internal audit, insurance or banking industry
Had good written and communication skills
Good organising and planning skills
Good time management
Analytical
High degree of integrity

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