Investment Compliance Analyst

Employer
Huxley Banking & Financial Services
Location
Dublin, Ireland
Salary
EUR45000 - EUR50000 per annum +
Posted
Aug 08, 2019
Closes
Sep 07, 2019
Ref
6106307
Job Function
Compliance/Regulatory
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
The Role

You will manage a number of complex clients with varied fund types (e.g. UCITS AIFs Pension funds) and assist them with onboarding new funds and maintaining the compliance monitoring of their existing funds reviewing Regulations prospectuses and investment management guidelines.

RESPONSIBILITIES:
  • Review and audit investment compliance restrictions and monitoring.
  • Address/respond to all client services inquiries and fully research all issues arising
  • Conduct service review calls on a regular scheduled basis
  • Assist senior management with designated compliance projects and assignments and act as coordinator where required
  • Ensure detailed documentation is maintained for audit purposes
  • Work with IT and data teams to ensure all client requirements are addressed.
  • Other duties as assigned.


REQUIREMENTS:
  • Bachelor's degree or equivalent with focus in business accounting or finance.
  • 3 years experience in the Financial Services industry (preferably in Investment Compliance)
  • Strong securities knowledge and / or pursuing the CFA designation
  • Effective verbal and written communication skills and excellent interpersonal skills
  • Excellent computer skills including knowledge of all Microsoft Office applications including Visual Basic.
  • Strong research and analytical skills
  • Ability to develop and maintain business relationships both internal and external clients.
  • Experience with MIG21 or other automated compliance engine an advantage

SThree UK and Ireland is acting as an Employment Agency in relation to this vacancy.