Client Associate

3200 Camelback Rd. #300 Phoenix, AZ
Jun 24, 2019
Jul 24, 2019
Employment Type
Full Time



The Client Associate is an exempt client relationship management position providing support in the delivery of advice to clients. Within our team structure, the Client Associate’s primary responsibility is to prepare financial analysis, modeling, and client materials under the guidance of senior professionals; participate in client meetings; and complete follow-up work. 

Duties and Responsibilities:

  • Gathers, organizes and synthesizes client data
  • Rebalances portfolios and performs basic investment analysis with some direction
  • Reviews and compiles reports and presentations for client meetings
  • Analyzes and resolves basic client issues using sound judgment based on experience
  • Supports firm initiatives related to financial planning and investment solutions
  • Assists client with firm and custodian paperwork as needed
  • Attends and participates in client meetings
  • Updates client files and records as appropriate
  • Assists with special projects
  • Builds internal work relationships to enhance efficiency of the team
  • Seeks and applies coaching and feedback


  • Bachelor’s degree in finance, accounting, tax or another related field
  • 0-3 years’ experience in the financial services industry
  • Series 65 required within first 120 days
  • Proficiency in Word, Excel, PowerPoint, and Outlook
  • Relevant exposure to CRM and financial services software
  • Strong financial analytical and planning skills and work ethic
  • Highly organized, detail-oriented and able to multitask
  • Creative problem solver, self-starter and team player
  • Strong work ethic, professional demeanor and client service focus
  • Excellent verbal and written communication skills
  • Ability to demonstrate highest personal ethics, integrity and confidentiality