Operations Audit AVP

Job Responsibilities

Include but are not limited to:

Enhance Audit Function
Execute and supervise audit coverage strategy of business activities, management functions, and attendant risks
Contribute to US-wide audit risk assessments for business activities and management functions
Design and ensure implementation of testing of controls of business activities and management functions
Execute assigned audit programs and review auditor workpapers covering planning and fieldwork
Ensure the delivery of audit reports and Internal Audit feedback that is complete, insightful, and timely
Oversee and Report Correction
Evaluate management action plans to ensure they adequately address the audit issue raised
Direct and/or perform issue tracking and risk-based validation issues specific to business activities and management functions
Coordinate with key stakeholders to identify emerging issues and distill thematic or systemic control issues affecting the US operation
Audit Strategy and Program
Design and ensure implementation of continuous monitoring of business activities and management functions and attendant risks
Collect and analyze information in designed areas from regulators, Head Office and other branches.
Revise audit work programs and support update of risk assessment and audit plans in timely manner
Improve Audit Toolset

Job Requirements

Bachelor's degree or above in accounting, finance, or business discipline is required
5-7 years' of work experience in a control, risk, or audit role related to business operations/management
Experience in applying or evaluating the efficacy of control frameworks of US bank regulatory standards, heightened expectations of the OCC, enhanced prudential standards of the Federal Reserve System, among others related to banking activities
Subject matter expertise in retail or commercial banking activities, with particular emphasis on experience in trade finance, commercial real estate, correspondent banking for a medium to large financial institution
Proven capability in executing multiple deliverables preferably within a highly matrixed structure where planning, management and strong interpersonal skills were critical to success
Experience in ensuring documentary sufficiency analytical procedures to support audit standards and bank regulatory expectations
Solid understanding of market, credit, and operational risks from a control and mitigation perspective
Experience using computer assisted auditing tools or performing computer modeling to evaluate assertions
Familiar with risk applications and metrics for retail and commercial banking
Excellent communication and interpersonal skills required, with ability to present complex and sensitive issues to senior management and to build rapport with internal stakeholders and external examiners
CPA, CIA, and CFA are preferred

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