APAC Markets Control and Regulatory COO

Employer
Credit Suisse Asia
Location
Hong Kong, Hong Kong
Salary
Competitive
Posted
May 27, 2019
Closes
May 28, 2019
Ref
5910834
Job Function
Wealth Management
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
We Offer
  • You an opportunity as an APAC Markets Control and Regulatory COO being based in Hong Kong.
  • You responsibilities in establishing and implementing key control and regulatory initiatives across the APAC Markets business.
  • You the ability in cultivating strong working relationships and cross teamwork with key stakeholders across Business Heads, Business COOs as well as key Corporate functions.
  • Your key roles and responsibilities of the position being:
  • You representing the division regionally and globally in key risk and control forums
  • Your design and implementation of key control and regulatory initiatives and you promoting a control culture.
  • Your continued improvement of existing control and governance framework in line with regulatory expectations.
  • You performing risk control assessments and control read-across of regulatory fines in the APAC region.
  • You leading the Front Office Supervisory management and execution.
  • Your ability to challenge status quo and improving existing control and governance in line with regulatory expectations.
  • You representing the team in Firm global regulatory and control initiatives, which impacts Market. Along with your ability in leading project working groups.
  • You show casing the APAC Markets business when taking care of regulatory authorities, incident investigations and escalation, including preparing materials, co-ordination with key partners and ability to address regulatory/audit/compliance issues with urgency


You Offer
  • Minimum 7 years' experience in a global investment bank in control/risk functions.
  • A deep understanding of Markets businesses generally and/or experience with HK regulations relating to Equities trading generally.
  • Knowledge of Products and/or HK regulations relating to Equities Trading an advantage.
  • Having a Business Manager or Internal Control Manager qualification an advantage.
  • Being self-motivated, a team collaborator, results orientated and passionate about Markets with a real passion for improving your understanding of the space.
  • Ability to learn quickly with you having an investigative mindset in seeing issues at a high level as in detail.
  • Having a strong analytical, problem solving and your of handling multiple demands.
  • Strong awareness of controls and governance.
  • Ability to work in partnership with business, business COOs and corporate functions in the region and globally.
  • Excellent fluency, interpersonal and communication skills in English. Along with the businesses covered, professional levels of Chinese Mandarin and Cantonese being required to.
  • Degree holder and meaningful post graduate qualifications CPA, CFA, MBA an advantage.
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