Head of Wealth Management & SFC RO 1&4

Captiare Limited
Hong Kong, Hong Kong
$900k - 1.2M p.a. base
May 24, 2019
Jun 21, 2019
Job Function
Wealth Management
Industry Sector
Finance - General
Employment Type
Full Time
  • Hottest fast-growing FinTech company
  • New headcount to drive the whole development of WM business
  • HK$900k - 1.2M p.a. base

  • Responsible for overall development and operations of Wealth Management business;
  • Research, evaluate wealth management product offering and drive business development and distribution strategy;
  • Provide relevant product training
  • All spectrum of compliance duties as a RO/EO in relation to Type 1 and Type 4 of SFC regulated activities;
  • Ensure compliance policies and procedures are maintained and followed;
  • Review and update internal control, operational policies and procedures

  • University degree with honors in economics, finance, business, mathematics or a related discipline;
  • CFA, CFP, CFMP, FRM or related qualificationa plus;
  • At least 6 to 10 years solid experience in wealth management business;
  • Existing Responsible Officer ("RO") or Executive Officer ("EO") for Type 1 and Type 4 of SFC regulated activities;
  • Solid knowledge of investment products and financial planning solutions for retail / HNW clients including the knowledge of financial markets, economic dynamics, financial planning environment, new product solutions and regulatory requirements;
  • Proficiency in English, Mandarin & Cantonese

Interested please apply direct or email youngzwing@captiare.com with latest resume. Only shortlisted candidates will be contacted.

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