Operational Risk Associate

Responsibilities

Develop and maintain risk management policies and procedures. Ensure the company risk policies and practices are in full compliance with the regulatory requirements.
Perform regular analysis on the adequacy of internal controls and provide recommendations on control enhancement.
Review operational risk incidents reports. Liaise with relevant parties to ensure that errors are rectified, and effective controls are put in place to mitigate similar risks in future.
Perform risk analysis and suggest control measures in new product development.
Perform additional duties and special projects as assigned.

Requirements

Bachelor's degree or above with major in Business, Finance or related disciplines.
Holder of FRM or CFA is preferred.
At least 5 years working experiences, and 3 years of recent operational risk management experience or relevant experience in internal control, auditing, or procedural review is required.
Keen interest in financial industry and solid knowledge in various brokerage and investment banking businesses
Excellent command of Mandarin and English
Candidates with less experience may be considered for the position of Assistant Manager or Senior Officer

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