Deputy Manager/Manager - Risk & Compliance

Mumbai, Worli
Compensation as per industry standards
Apr 03, 2019
Jun 02, 2019
Industry Sector
Asset Management
Employment Type
Full Time
  1. Monitoring of all applicable regulatory & internal investment limits (time of trade & end of day) and timely escalation to the investment team, wherever required;
  2. To ensure compliance with the applicable regulatory requirements for the risk management activities.
  3. A periodical analysis of various business activities to identify any new potential risk areas and introduce controls / processes to mitigate the same in coordination with the relevant business / functional owners; 
  4. Design a risk matrix and assign identified risks under high / medium / low risk categories basis the risk scores;
  5. To analyse and discuss with the management, risk areas associated with any new business initiatives and/or new products.
  6. Periodical portfolio and performance attribution analysis of the mutual fund schemes and present liquidity / credit risk analysis to various committees & management;
  7. To maintain and update the risk register on a regular basis and ensure appropriate controls are in place for such reported potential risk areas;
  8. Identification and monitoring of various operational risks and ensuring appropriate controls are introduced on a timely basis for such risks;
  9. Conducting periodical risk management committee meetings;
  10. To handle internal audits of function wise risk management areas;
  11. To keep a track of all market events / news especially on the issuers/companies forming part of the scheme portfolios.
  12. Providing training to the staff to build risk awareness within the organization