Asset Management - Audit Manager/Senior Auditor - Vice President/Associate

J.P. Morgan
Hong Kong
Feb 22, 2019
Feb 23, 2019
Job Function
Industry Sector
Finance - General
Employment Type
Full Time
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at

Our Internal Audit Function
Internal Audit is an independent function that provides objective assurance guided by a philosophy of adding value to improve the operations of the organization. It assists the organization in accomplishing its objectives by bringing a systematic and disciplined approach to evaluate and improve the effectiveness of the organization's governance, risk management, and internal control processes. The team's priorities are focused on strong governance, transparency, strategic engagement and fostering a diverse and inclusive culture that focuses on people development.

The Asset & Wealth Management Audit team is responsible for assessing the adequacy of the control environments across the Asset & Wealth Management businesses.

Role Description
This position is responsible for designing and executing a program of audit coverage across Asset Management in Asia. The Audit Manager will work with an Audit team and colleagues across the Audit department to evaluate the Business risks and related control environments, identify trends impacting the Business, and evaluate the effectiveness of audit coverage.

As a member of the AWM Audit Team, you will be responsible for:
  • Execute and lead audit engagements from planning to reporting and delivering quality products within department and professional standards
  • Perform detailed control assessments and test work across multiple Asset Management functions and processes
  • Detailed knowledge of products and services provided within an asset management business including related fiduciary activities
  • Knowledge of applicable laws and regulatory requirements related to asset management
  • Excellent verbal and written communication skills with the ability to present complex and sensitive issues to senior management in a persuasive manner
  • Establish strong work relationships with Asset and Wealth Management business management and other control groups (risk management, compliance, legal, etc.)
  • Work closely with other regional/global business and information technology audit colleagues within the Asset and Wealth Management team in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders
  • Develop recommendations to strengthen internal controls and improve operational efficiency
  • Stay current with evolving industry and regulatory changes, and analyze impact to business objectives, processes, and compliance
  • As a member of the Asset and Wealth Management Audit Asia Team foster a climate and culture that encourages integrity, respect, diversity, excellence and innovation
  • Be prepared to travel to the business locations


  • Minimum bachelor's degree or relevant financial services experience in Accounting, Finance, Economics or related discipline
  • MBA degree, professional accountancy qualification and/or other professional certifications, such as Series 7, CFA or CFIRS are a plus
  • 5+ years of Asset Management audit (including Alternatives) or business experience
  • Strong skills in time management and problem solving
  • Enthusiastic, self-motivated and effective under pressure

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