SME - Equity Aggregation Reporting

Synechron Inc.
Charlotte, NC, USA
Oct 29, 2018
Feb 16, 2019
Industry Sector
Finance - General
Employment Type
Full Time


  • Provide advice to Business staff on large shareholdings, takeover panel disclosures, including technical advice on the impact of transaction structure, sensitive industry, and M&A issues.
  • Document requirements after collaborating with Compliance business.
  • Evaluate enterprise wide compliance risk and implementing policies, procedures, standards and guidelines to mitigate risk.


Additional skills/requirements:

  • The selected candidate should be well versed with processes to deliver Bank's Shareholder Reporting obligations in all EMEA, US or APAC jurisdiction.
  • Experience in building systems to monitors a bank's enterprise equity holdings in accordance with regulatory ownership restrictions, issuer-specific ownership limits/thresholds and takeover panel requirements.
  • New-Hire may have worked with any US or UK based regulatory agencies, external or internal risk management groups.
  • Experience in identifying and ensuring that all changes to legislation and reporting requirements are identified and implemented.
  • Solid analytical skills, workflow management and data interpretation skill.
  • Excellent oral and written communication skills.
  • An organized and structured work style, with the ability to work calmly under pressure.
  • Highly motivated with the ability to work to deadlines.
  • 6 + years of experience
  • MBA, CFA, CIM, CMA or similar and/or equivalent undergraduate degree with significant financial services background considered an asset