AVP, Compliance Review

Employer
Sloane Shorey Consulting, EA Licence No: 17S8548
Location
Singapore
Salary
Competitive
Posted
Apr 13, 2018
Closes
Apr 21, 2018
Job Function
Compliance/Regulatory
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors

The key responsibilities for the role include:

  • Collaboration  with various Compliance stakeholders to ensure the implementation of effective controls programme for APAC region
  • Supporting the execution of the testing programme for controls, potentially including reviews at the non-hub offices; the opportunity for travel to other jurisdictions may be available
  • Ensuring that all issues have adequate remediation plans that are tracked and escalated promptly and appropriately
  • Liaising regularly with relevant businesses, Business Line Compliance and other colleagues ensuring stakeholders are aware of the impact on the controls testing programme and implementing changes where necessary

Qualifications and Personal Attributes:

  • A minimum of 5 years testing, Compliance, auditing or regulatory risk management/advisory experience
  • Educated to degree standard - relevant professional qualifications a plus (e.g. CPA, CFA);
  • Good knowledge of banking and securities laws, regulations, directives and regulatory expectations
  • Current or prior experience working in the MAS is strongly preferred

EA. Licence number: 17S8548 | EA. Registration number: R1105334