Vice President AML Compliance Internal Audit

Employer
Eames Consulting Singapore, EA Licence No: 16S8091
Location
Singapore
Salary
Excellent
Posted
Apr 12, 2018
Closes
Apr 17, 2018
Job Function
Accounting/Audit/Tax
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors

The role will contribute to the scoping and execution of risk based audits covering applicable local/regional (focused on Asia Pacific) and US regulations  Audit coverage will be executed in accordance with established IA methodology and professional auditing standards This position will also support the local Head of Audit in business monitoring and adherence to local regulatory requirements.
The position will be based in Singapore and will report directly into the position will be based in Singapore.


Key Responsibilities:
• Develops and executes a robust Audit Plan, by reviewable entity, for assigned businesses in accordance with Internal Audit standards, relevant government statutes and regulations
• Delivers on time high quality audit reports, Internal Audit and Regulatory issue validation and (where appropriate, branch examinations, as well as business monitoring and governance committee reporting
• Manages audit activities for a component of a product line, function, or legal entity at the regional or country level including a portion of the Audit Plan
• Applies in-depth level of expertise in one or more of the corporation's businesses and leverages this knowledge into a leadership role in one or more teams
• Proactively advances integrated auditing concepts and use of technology
• Manages a complex and critical unit within Internal Audit, including a small to medium sized team of Internal Audit professionals Recruits staff, develops talent, builds effective teams, and manages a budget Possesses a broad and comprehensive understanding of different Internal Audit standards, policies and local regulations; applies a broad and comprehensive knowledge of high risk areas including: AML Compliance and regulatory compliance
• Leads the professional development of Internal Audit staff
• Develops effective senior line management relationships and has a strong understanding of the businesses
• Applies an in-depth understanding of the inter-relationships of business and support units throughout the corporation and how they impact the overall control environment and the audit approach
• Uses excellent communication skills in order to influence a wide range of internal audiences including respective product, function, or regional executive management partners May negotiate internally often at higher levels on matters which will have a major impact on the area managed
• Demonstrates strong judgment, political astuteness, and sensitivity to cultural diversity
• Possesses strong project management and interpersonal skills, makes sound decisions, exhibits initiative and intuitive thinking Consulted often by others for advice and opinions and recognized as a leadership role model
• Participates in major business initiatives and pro-actively advises and assists the business on change initiatives
• Frequently involved in matters that require complex judgments and solutions based on sophisticated analytical thought such as identifying solutions for a variety of complex and novel audit control issues
• Analyzes report findings; recommends appropriate interventions where needed
• Proposes creative and pragmatic solutions for risk and control problems
• Serves as lead reviewer for all types of reviews
• Reviews and approves Business Monitoring Quarterly Summaries


Qualifications

Qualifications and Competencies:
• BA/BS or equivalent Related certifications (CAMS, CPA, ACA, CFA, CIA, CISA or similar) are a plus
• Senior level experience in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables to stakeholders according to strict timetables
• Specifically this will cover the Global Compliance Program covering core businesses ie Capital Markets Origination, Corporate & Investment Banking, Markets, Treasury & Trade Solutions, Securities & Fund Services, and the Consumer Bank This person should also have experience around AML Program - screening, CDD and Transaction Monitoring
• Demonstrates experience in managing teams and managing integrated Internal Audit and assurance delivery within a matrix reporting environment
• Effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views  This individual must be an articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style
• Strong interpersonal skills for interfacing with all levels of internal and external audit and management

 

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