Brokerage - First Vice President (Type 7 Responsible Officer)

Mason Group Holdings Limited
Hong Kong
Mar 16, 2018
Mar 22, 2018
Industry Sector
Finance - General
Employment Type
Full Time


  • Monitor the automated trading and order routing systems of the Group and its subsidiaries to ensure that the transactions are handled promptly and accurately with the executed orders correctly allocated to the client accounts
  • Oversee the dealing activities and supervise the Dealers to ensure smooth and efficient order flow
  • Monitor the overall risks in relation to the dealing activities to ensure compliance with regulatory requirements
  • Drive business development for new market product launch and potential market entry
  • Streamline trading and settlement procedures with internal departments and external brokers
  • Coordinate with other departments to improve the overall efficiency and performance of the trading and order routing systems


  • University degree in Accounting, Business Administration, Economics, Finance or a related discipline, professional qualifications such as CFA are preferred
  • Holder of SFC license of Responsible Officer for Type 7 regulated activity or eligible for the license application or equivalent required
  • Minimum of 10 years securities / brokerage experience preferably in sizable financial institutions with automated trading services / channels development experience
  • In-depth securities and financial investment products knowledge with proven track record in securities business development in Hong Kong and global securities markets
  • Solid knowledge of SFC rules and guidelines and local regulatory requirements
  • Strong communication skills with the ability to communicate with all levels of stakeholders
  • Excellent command in spoken and written English and Chinese, fluency in Mandarin

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