Risk Management Director / Head of Risk Management -- Hong Kong SFC licensed Securities Brokerage...

Bo Le Associates Ltd
Hong Kong
Competitive with Bonus Scheme
Mar 01, 2018
Apr 16, 2018
Job Function
Industry Sector
Finance - General
Employment Type
Full Time


  • Manage processes to identify and evaluate business areas risks and risk control self-assessments
  • Monitor daily trading activities to ensure all activities are complied with the Company's credit risk management policies & guidelines and external regulatory requirements
  • Identify, analyze and document the risks associated with a company's business operations, as well as monitor the effectiveness of risk management processes and implement needed changes
  • Act as a gatekeeper to monitor risks in business units and middle to back office sectors, mainly focus on credit risk, operational risk, market risk etc.
  • Review, assess, and approve credit facility & trading limits applications
  • Establish and review the credit risk policies and procedures with Management
  • Prepare risk management reports to senior management
  • Review, enhance and implement credit risk stress-testing models


  • Degree holder in Risk Management, Statistics, Quantitative Finance or relevant discipline; or Professional qualification in CFA/FRM/PRM with at least 7~8 years relevant experience in financial institutions
  • Good understanding in overall risk management
  • Sound knowledge in the regulatory requirements on credit risk perspectives, with hands-on experience in latest risk management development
  • Strong analytical mind, independent, good problem-solving and multi-tasks handling ability
  • Good command of PC skills and programming such as SAS, Excel VBA, Access SQL, and Chinese word processing is an advantage
  • Good communication and interpersonal skills with good report-writing skills
  • Proficient in both spoken and written English and Chinese (fluency in Mandarin)

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