Director - Operational Risk

Chandler Macleod
Hong Kong
Oct 21, 2017
Oct 25, 2017
Job Function
Risk Management
Industry Sector
Finance - General
Employment Type
Full Time
  • Global Securities Firm
  • Genuine Development Opportunity
  • Competitive Remuneration


  • Lead a team to review the internal control for all business activities
  • Review operational risk incident reports and perform root-cause analysis. Follow up the remedial action to minimize the operational risk
  • Implement and maintain operational risk management tools to help identifying, assessing, monitoring and controlling operational risk
  • Review and provide risk assessment/advice on new business and new product initiatives
  • Monitor the implementation progress of the enhanced controls
  • Ensure issues/action plans arising from RCSAs, risk events, KRIs, regulatory inspections or other risk issues are properly followed up
  • Handle ad-hoc tasks and projects.


  • University graduate with major in Finance, Risk Management or related disciplines, CFA, FRM, PRM, or other professional qualification in finance, Audit and/or risk management is preferable
  • Minimum 10 years of banking experience with solid knowledge in risk management
  • External Audit experience is a plus
  • Self motivated independent with an analytical mindset and ability to work under pressure.
  • Strong command of both written and spoken English and Chinese

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