Responsible Officer (SFC Type 1,4 & 9)

Employer
Kiwi Search(Global) Limited
Location
Hong Kong
Salary
N.A
Posted
Sep 12, 2017
Closes
Sep 20, 2017
Job Function
Other
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors

Responsibilities 

- Act as Responsible Officer to supervise SFC Type 1,4 & 9 regulated activities 

- Assist in SFC license application in preparing and setting up process, operations and infrastructure of the firm 

- Supervise, manage, formulate, review and update the operation procedures to ensure fuull regulatory compliance 

- Manage existing fund investing in public and private company 

- Assist in all private fund projects, including fund structure set up, sales & marketing, product development;

- Perform due diligence, investment evaluation and financial modeling for potential investees

- Implement business development and marketing plan and conduct fund management activities

Requirement: 

Current license holder of Responsible Officer under the SFC for Type 1,4 and 9 regulated activities;

Sound knowledge of SFC, regulations and guidelines of relevant regulatory authorities and risk management control;

Professional qualification such as CFA, RICS/HKIS, Chartered Accountant/CPA/ACCA preferred