Prudential Regulatory Manager - CISI, CFA, , ILAAP, PRA, FCA

Alexander Ash Consulting
London, United Kingdom
£70,000 - £80,000
Aug 14, 2017
Aug 20, 2017
Job Function
Industry Sector
Finance - General
Employment Type
Full Time

For this reputable consulting firm we are looking for a Prudential Regulatory Manager to advise clients on the impact of the changing regulatory landscapes on their business models and supporting them through that change.

You also will be:

  • Providing liquidity and related subject-matter expertise on engagements run by others.
  • Managing and delivering engagements (which might include multi-disciplinary engagements), which would typically include gap analysis, transformational support, remediation, training and authorisation assistance.
  • Developing and maintaining strong relationships with clients and building an external network.
  • Active mentoring, coaching and development of colleagues.
  • Playing a role in business development for the Banking Team and wider business, which might include building of propositions and taking these to market as well as identifying opportunities for on-sell from existing client engagements.
  • Playing a role in research, insight development and knowledge management. 
  • The delivery of all client work/internal projects to a high standard.

Qualifications and Skills:

  • Knowledge of the PRA's approach to liquidity management, liquidity reporting and related prudential issues.
  • Knowledge of the PRA's and the FCA's Supervisory Frameworks.
  • Regulatory/operational experience of the FCA's and/or PRA's requirements covering corporate governance, assurance frameworks, organisational systems/controls and key customer interfaces.
  • The ability to be flexible and work across a number of sectors within the financial services industry.
  • Industry recognised qualification (e.g. CISI, CFA etc.) desirable but not essential.
  • Active listener.
  • Effective oral and written communicator (the role will involve report writing).
  • Planning and project management skills.
  • Issue identification and problem-solving skills.
  • Proven ability to achieve results, even when faced with obstacles or setbacks.
  • Positive and flexible attitude to work and a willingness to embrace new initiatives.
  • Networking, influencing and stakeholder management.
  • Confident and highly motivated individual.
  • Flexibility to work across the UK (and internationally) where required.

Experience and Background:

  • Substantial relevant banking sector experience, e.g. liquidity or treasury operations. ·
  • Experience of prudential regulation, ILAAP preparation, liquidity regulation and reporting.
  • Experience of working in a professional services firm or in a regulatory environment (eg a regulated firms' compliance department or PRA/FCA).

• Demonstrable record of project management.

• Demonstrable record of issue identification and problem solving.

• Demonstrable record of delivering high-quality outputs on time/within budget.

• Demonstrable record of balancing commercial and compliance considerations desirable but not essential.

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