Vice President /Assistant Vice President, Audit (Wealth Management / Legal, Compliance...

DBS Bank (Hong Kong) Limited
Hong Kong, Hong Kong
Aug 19, 2017
Aug 22, 2017
Job Function
Industry Sector
Finance - General
Employment Type
Full Time
DBS. Living, Breathing Asia.

DBS is a leading financial services group in Asia, with over 280 branches across 18 markets. Headquartered and listed in Singapore, DBS has a growing presence in the three key Asian axes of growth: Greater China, Southeast Asia and South Asia. The bank's capital position, as well as "AA-" and "Aa1" credit ratings, is among the highest in Asia-Pacific. DBS has been recognised for its leadership in the region, having been named "Asia's Best Bank" by The Banker, a member of the Financial Times group, and "Best Bank in Asia-Pacific" by Global Finance. The bank has also been named "Safest Bank in Asia" by Global Finance for eight consecutive years from 2009 to 2016.

  • Lead and support audit engagements for the Wealth Management / Legal, Compliance & Secretariat portfolios according to audit plan
  • Support the development of internal audit data analytics tools for the Wealth Management/Legal, Compliance & Secretariat portfolios
  • Raise issues and problems with, and provide information and constructive advice to the appropriate levels of management so that significant risk and control issues are escalated and resolved properly
  • Update, maintain or review audit risk matrices, including audit work papers for each audit engagement
  • Test and follow up outstanding audit issues for proper implementation during each audit engagement
  • Maintain key relationships with middle level management and stakeholders for Wealth Management / Legal, Compliance & Secretariat portfolios, raise potential risk and control issues to audit management.
  • Provide audit team members with proper guidance, coaching and supervision
  • Provide consultancy advice to Business/Support Units on new or revised policies and procedures so as to build up Audit's identity as trusted advisor

  • Degree holder in any field (e.g. accounting, finance or computing). Accounting or internal audit qualifications (ACA, ACCA, CPA, CIA or CISA) are strongly preferred. Other professional or post-graduate qualifications (e.g. CFA, Law, Data Analytics) would be considered desirable
  • More than 8 years' experience with strong relevant business, compliance, forensic, investigation or auditing background in a financial institution or in external CPA or consulting firms or internal audit of banks or regulators (e.g. HKMA or SFC) or proven programming, application or reporting development experience (e.g. SAS, SQL, R, python, Qlikview)
  • Strong knowledge on the relevant products, operations and regulatory requirements of the Wealth Management and Legal, Compliance & Secretariat
  • Knowledge and understanding of IT application controls, computer-assisted audit techniques (CAATs) and/ or data analytics would be preferable
  • Ability to establish effective relationships with business executives
  • Strong conflict resolution, influencing and negotiating skills
  • Planning and other project management skills
  • Effective coaching, interpersonal, performance management and organizational skills

Apply Now

We offer a competitive salary and benefits package and the professional advantages of a dynamic environment that supports your development and recognises your achievements.

We regret only shortlisted candidates will be notified.

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