Investment Compliance Manager, AVP

State Street
Hong Kong
Oct 08, 2017
Oct 13, 2017
Job Function
Industry Sector
Finance - General
Employment Type
Full Time

Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. We keep our clients at the heart of everything we do, and smart, engaged employees are essential to our continued success.

Our promise to maintain an environment where every employee feels valued and able to meet their full potential infuses our company values. It's also part of our commitment to inclusion, development and engagement, and corporate social responsibility. You'll have tools to help balance your professional and personal life, paid volunteer days, and access to employee networks that help you stay connected to what matters to you. Join us.

State Street is an Equal Opportunity Employer, and prohibits discrimination against applicants or employees on the basis of any legally protected characteristics.


Position Description:

We are looking for an exceptional individual to become our product manager for investment compliance (mandate monitoring) working in our regional Investment Analytics team.

This is your opportunity to work in a dynamic, industry leading analytics team with a client base spread over 13 countries and service locations across the region giving you plenty of growth opportunities.  You must be able to build strong relationships with clients and stakeholders to deliver valued solutions. This is an opportunity to contribute to our client centric culture by offering your expertise and thought leadership. We can offer the right candidate an exciting career path and mobility across analytics products, roles and different sectors in APAC.

As a key technical expert in the region, your responsibilities will include engaging and managing a team of investment compliance specialists and delivering on the following objectives:

  • Product Strategy- Conduct periodic competitor / industry analysis to identify product development opportunities and formulate a 3 year APAC product roadmap.

  • Product Representation- Establish and maintain regular engagement channels with global analytics product groups / owners and represent State Street as a product thought leader at industry / client events.

  • Product Solutions-Keep APAC up to date with global product roadmaps / enhancements / development pipeline and collate APAC client demand items to drive prioritization for your product.

  • Business Risk Assessment- Ensure optimal resource allocation and assume ownership of product support model, including conducting periodic assessment for improvement opportunities and minimising potential adverse impacts on client experience.

  • Sales and New Business Support- Conduct product demonstrations, support RFPs and oversee client on-boarding to ensure successful completion.

  • Talent Management- Develop key talent and implement succession planning.


Required Qualifications:

Our preferred candidate will have more than 5 years' experience in investment compliance that includes:

  • Client service and Team management experience

  • Interpreting and articulating investment guidelines for a diverse range of portfolios

  • Monitoring counterparty, issuer and collateral exposures

  • Proven knowledge of market leading compliance platforms

  • Understanding of investment compliance product and regulatory trends

  • University degree qualification (post graduate degree and/or a CFA® designation an advantage)

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