AVP/VP Level - Operational Risk

Huatai Financial Holdings (Hong Kong) Limited
Hong Kong
Jul 11, 2017
Oct 12, 2017
Job Function
Risk Management
Industry Sector
Finance - General
Employment Type
Full Time


  • Review the internal control for all business activities.
  • Review operational risk incident reports and perform root-cause analysis. Follow up the remedial action to minimize the operational risk.
  • Coordinate Business Continuity Plan (BCP) exercise with IT department.
  • Prepare regular operational risk report to management and Head office.
  • Participate in operational risk related projects and tasks required from Head office.
  • Implementation on operational risk policy and outsourcing policy.
  • Collection of operational risk data, develop Key Risk Indicators (KRIs).
  • Support other risk management functions & backup to other in risk management department.
  • Assist Internal Audit Department on C-SOX projects.
  • Handle ad-hoc tasks and projects assigned by supervisor.


  • Minimum 5 years related working experience in operational risk management from financial institutions or audit experience from Accounting firms.
  • Professional qualifications in accounting and finance (i.e. CFE, HKICPA, CFA, FRM, etc)
  • Understanding business activities including brokerage, structured finance, investment banking, asset management.
  • Fluent in Mandarin and English.
  • Good time management and be able to meet deadlines.
  • Able to communicate with all levels including senior management and Head office.

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