Compliance/Regulatory jobs in Full Time

You need to sign in to set up job alerts

Found 28 jobs

  • Director, Pension Solutions

    • Toronto (City), Ontario
    • TBD
    • CAAT Pension Plan

    We have an exciting opportunity for an experienced Director, Pension Solutions to promote CAAT Pension Plan’s modern defined benefit plan (DBplus).

    New

  • Counsel

    • Newport Beach, USA
    • Competitive
    • PIMCO

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

    New

  • Experienced Marketing Compliance Reviewer

    • Austin, USA
    • Competitive
    • PIMCO

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

    New

  • Senior Compliance Officer

    • Newport Beach, USA
    • Competitive
    • PIMCO

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

    New

  • MARKET SURVEILLANCE SPECIALIST

    • Washington D.C.
    • $113,533 to $192,347 per year
    • U.S. Securities and Exchange Commission

    The SEC seeks to fill a Market Surveillance Specialist, position is in the Division of Enforcement, located in Washington, DC.

  • Compliance Analyst/Officer

    • Brooklyn, Ohio, San Antonio, TX
    • Salary will be commensurate with experience, Great Benefits Package!
    • Victory Capital Management, Inc.

    You will be a member of a centralized team that has responsibility for the development, assessment and monitoring of the compliance program of an A...

  • Senior Compliance Manager

    • Hong Kong, Hong Kong
    • 70000 up + Bonus
    • Hong Kong Job Consulting

    Our client is a leading Hong Kong basedfinancial services group listed on The Stock Exchange of Hong Kong, serving the needs of customers throughou...

  • Experienced Marketing Compliance Reviewer

    • Newport Beach, USA
    • Competitive
    • PIMCO

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  • Legal Specialist

    • New York, USA
    • Competitive
    • PIMCO

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  • Compliance-Global Markets Compliance - Associate - London

    • London, United Kingdom
    • Competitive
    • Goldman Sachs

    MORE ABOUT THIS JOB This is an associate level role within the Global Markets Compliance Team, based on the trading floor in London. Role entails p...

  • Counsel

    • Newport Beach, USA
    • Competitive
    • PIMCO

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  • AVP On-Site Controls

    • New York, USA
    • Competitive
    • Hamlyn Williams

    Hamlyn Williams have partnered with a leading European bank to bring on organized and motivated individuals to fill its On-Sight Controls Assistant...

  • Senior Compliance Analyst

    • Tigard, Oregon
    • $73,584 - $113,820 annually
    • Oregon State Treasury

    Oregon State Treasury is focused on improving the financial well-being of all Oregonians. We provide low-cost programs for governments, and empower...

  • Paralegal

    • Austin, USA
    • Competitive
    • PIMCO

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  • Counsel

    • Newport Beach, USA
    • Competitive
    • PIMCO

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  • Counsel

    • Austin, USA
    • Competitive
    • PIMCO

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  • Senior Compliance Officer

    • Newport Beach, USA
    • Competitive
    • PIMCO

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

You need to sign in to set up job alerts