Compliance/Regulatory Finance - General jobs in Full Time
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Found 25 North America jobs
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SECURITIES COMPLIANCE EXAMINER
The Boston Regional Office within the Division of Examinations is filling one Securities Compliance Examiner position, located in Boston, MA.
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Vice President, Asset Management Legal Counsel
Description About this role We are searching for an attorney to support BlackRock's asset management business, providing advice and consultati...
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Counsel
Ameriprise Financial's General Counsel's Organization is looking to hire an attorney to provide legal support on Front Office (Investment...
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Counsel / Senior Counsel - Institutional & Administrative (4974) (Base in Beijing)
Ref. Number: 23018 Department: Legal Department Job Type: Global Recruitment Posting Date: Jan. 5, 2023 Closing Date: Feb. 28, 2023 Counsel / Senio...
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Counsel - Private Sector Investment & Treasury Operations (4975) (Base in Beijing)
Ref. Number: 23019 Department: Legal Department Job Type: Global Recruitment Posting Date: Jan. 5, 2023 Closing Date: Feb. 28, 2023 Counsel - Priva...
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Chief Compliance Officer, Real Estate
The Chief Compliance Officer ("CCO) is responsible for the overall development, oversight and administration of the compliance function and the man...
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Investment Guidelines Compliance Analyst/Associate
Description About this role Portfolio Compliance | Monitoring Team | Analyst/Associate Job Description Want to elevate your career by being a part ...
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VP, Counsel
PIMCO is a global leader in active fixed income. With our launch in 1971 in Newport Beach, California, PIMCO introduced investors to a total return...
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VP, Counsel
PIMCO is a global leader in active fixed income. With our launch in 1971 in Newport Beach, California, PIMCO introduced investors to a total return...
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Senior Compliance Officer
PIMCO is a global leader in active fixed income. With our launch in 1971 in Newport Beach, California, PIMCO introduced investors to a total return...
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VP, Counsel - Capital Markets
PIMCO is a global leader in active fixed income. With our launch in 1971 in Newport Beach, California, PIMCO introduced investors to a total return...
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Analyst - Portfolio Compliance
PIMCO is a global leader in active fixed income. With our launch in 1971 in Newport Beach, California, PIMCO introduced investors to a total return...
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Associate Director, CFCC Policies & Procedures, Go
Job Summary This role supports the CFCC Governance Policies, Procedures, Training and Regulatory Change Team with key reviews of CFCC Policies, Sta...
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2 x Compliance Consultants - Funds Experience and 1940 Act Knowledge Required
Ref: 3942G $120K - $180K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London...
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Vice President, Aladdin Legal Counsel
Description About this role The Digital Enterprise Legal team is seeking a Transactional Lawyer (Vice President) with 4-6 years of experience in co...
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Director, Sustainability Compliance
Description About this role Summary : We are seeking a self-motivated, experienced regulatory professional to support BlackRock's sustainabili...
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Sr GRC Analyst
Description The Senior GRC Analyst will support CME Group's Governance, Risk and Compliance (GRC) department, specifically Cash Markets Regula...
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IP Paralegal
Description About this role Your team Elevate your career by joining the world's largest asset manager! Thrive in an environment that fosters ...
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RISK & CONTROLS MANAGER (HR) - FIN SERVICES AUDIT, COMPLIANCE OR RISK EXPERIENCE REQUIRED
RISK & CONTROLS MANAGER (HR) - FIN SERVICES AUDIT, COMPLIANCE OR RISK EXPERIENCE REQUIRED Ref: 3938D $100K -$110K + benefits DULLES AREA (VA) Our c...
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Vice President, 1940 Act Registered Fund Compliance
Description About this role Summary: We are seeking a highly motivated professional to serve as a member of BlackRock's 1940 Act Registered Fu...
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