Compliance/Regulatory jobs in Bachelors

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Found 3 Chicago jobs

  • Business Data Analyst

    • Chicago, Illinois
    • Based upon experience - base + performance bonus, and health and retirement benefits
    • Grandview Analytics LLC

    Our growing team of financial industry experts guide investment management firms through data and technology transformation initiatives.

    New

  • Chief Compliance Officer of Broker - Dealer

    • Chicago, Illinois
    • Negotiable
    • GCM

    GCM is looking for a Compliance Officer for the firm’s limited purpose broker-dealer who can also support the investment advisers’ compliance program.

  • Director of Compliance

    • Chicago, Illinois
    • Salary Commensurate with Experience and Industry Standard
    • Duff & Phelps Investment Management Company

    Responsible for assisting compliance staff & Chief Compliance Officer in ensuring the firm is in compliance with applicable regulatory requirements.