Compliance/Regulatory jobs

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Found 22 jobs

  • Investment Grade Credit Analyst

    • Zurich, Canton of Zürich (CH)
    • Negotiable
    • UBS AG

    You will be a part of the Fixed Income business area of our Asset Management division based in Zurich.

    Top job

  • Investment Grade Credit Analyst

    • Zurich, Canton of Zürich (CH)
    • Negotiable
    • UBS AG

    You will be a part of the Fixed Income business area of our Asset Management division based in Zurich.

  • Senior Data Scientist CRO APAC

    • Singapore, Singapore
    • Competitive
    • Credit Suisse

    We Offer The Analytics & Data Science team is part of Credit Suisse's Global Compliance Division. Our work provides decision-makers across the...

  • Senior Associate Market Risk Oversight

    • Sydney, Australia
    • Competitive
    • NAB - National Australia Bank

    About You You are a confident finance professional with strong communication and stakeholder management skills to engage and influence senior stake...

  • Risk Analyst

    • Boston, USA
    • Competitive
    • Federal Reserve Bank of Boston

    Mergers & Acquisitions-Senior Risk Analyst Mergers & Acquisitions -Senior Risk Analyst As part of the Central Bank of the United States, the Boston...

  • AVP\/VP, Senior Group Audit - Global Market Focus

    • Hong Kong, Hong Kong
    • Competitive
    • Star Anise Limited

    Job Description AVP/ VP, Senior Group Auditor - Global Market Focus Our client is top tier financial services based in Hong Kong and one of the wor...

  • Senior Compliance Consultant

    • London, United Kingdom
    • Negotiable
    • Page Executive

    A regulatory consultancy for the wholesale finance sector working with a broad range of clients that include hedge funds, fund of funds, long-only ...

  • Associate Director / Director, Compliance

    • Hong Kong, Hong Kong
    • Competitive
    • Manulife Hong Kong

    Are you looking for unlimited opportunities to develop and succeed? With work that challenges and makes a difference, within a flexible and support...

  • Market Risk, AVP to VP - Team Lead

    • Hong Kong, Hong Kong
    • Competitive
    • Randstad Hong Kong

    job description about the company Our client is an expanding Corporate & Investment Bank. about the team Young, dynamic team Expanding business in ...

  • Compliance Analyst

    • San Francisco, USA
    • Competitive
    • The Bank of New York Mellon

    Portfolio Compliance Analyst We are seeking a Portfolio Compliance Analyst toassist with daily compliance management and oversight of client invest...

  • Visual Analytics For Compliance Analytics (Tableau)

    • Zurich, Switzerland
    • Competitive
    • Credit Suisse

    We Offer The opportunity to become part of our highly motivated Analytics team at Credit Suisse Zurich focusing on building and driving new and sta...

  • Investment Compliance Analyst

    • Dublin, Ireland
    • EUR45000 - EUR50000 per annum +
    • Huxley Banking & Financial Services

    The Role You will manage a number of complex clients with varied fund types (e.g. UCITS AIFs Pension funds) and assist them with onboarding new fun...

  • Financial Analyst

    • Washington D.C.
    • $147,554 to $243,243 per year
    • U.S. Securities and Exchange Commission

    Join the SEC's Trading & Market Division!

  • Senior Treasury Analyst

    • The CSU Chancellor's Office, located on the waterfront adjacent to the Aquarium of the Pacific.
    • Commensurate with qualifications and experience.
    • California State University Office of the Chancellor

    Office of the Chancellor, is seeking a Senior Treasury Analyst to be responsible for monitoring of the CSU's cash and investment requirements.

  • Associate, Advisory Compliance

    • London, United Kingdom
    • Not Specified
    • BlackRock

    About this role BlackRock is one of the world's preeminent asset management firms and a premier provider of global investment management, risk mana...

  • Marketing Compliance Associate

    • Austin, USA
    • Competitive
    • PIMCO

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  • Senior Analyst, Energy Derivatives

    • Calgary, Alberta
    • Salary to be discussed.
    • Alberta Securities Commission

    We are looking to add to our team an industry professional who wants to make a lasting impact on Alberta’s capital markets by proactively...

  • Vice President, Counsel (Alternatives)

    • Newport Beach, USA
    • Competitive
    • PIMCO

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  • Senior Compliance Officer

    • New York, USA
    • Competitive
    • PIMCO

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  • VP, Counsel

    • New York, USA
    • Competitive
    • PIMCO

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  • Regulatory Analyst/Associate

    • Newport Beach, USA
    • Competitive
    • PIMCO

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

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