Compliance Officer (Hedge Fund)

The Company:

Our client is one of the famous Hedge Fund in the Global Market.

The Role:

• Conduct oversight, vetting, and chaperoning of third-party events requested by discretionary investment professionals offered by approved brokers in accordance with company compliance procedures
• Assess and appropriately address possible situations of receipt of material, non-public information
• Review and draft documentation, license applications, regulatory filings, reports, manuals, policies/procedures, correspondence, and record
• Assist with the development, implementation and administration of the Hong Kong compliance framework including the firm's Code of Ethics and personal trading programs
• Track pertinent regulatory changes in Hong Kong and the region, assess impact on business operations, and assist with amendment of procedures and communication of changes
• Provide proactive and timely advice on relevant regulatory and firm policy requirements
• Participate in frequent business trips in the region
• Assist with ad-hoc legal and compliance tasks and projects, including technology enhancements
• Conduct Internal Training

Your Profile:

• University graduate (in law, finance, accountancy, or other business-related discipline
• Around 8 years' experience in a regulatory, control room, or research compliance or asset management environment; Candidate with less experience will be considered as Compliance Analyst
• Knowledge of how the securities industry operates and Hong Kong and mainland China securities laws
• Self-starter with strong multitasking, analytical, problem-solving, organizational, and communications skills (written and verbal)
• Ability to work independently as well as collaborate within a team
  Fluent in English and Mandarin (additional Japanese language skills are a plus)
• Commitment to learn and handle a wide variety of work

Apply Today

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