Wealth Operation management (OM) manager / Assistant manager

Recruiter
E.Sun Bank, Hong Kong Branch
Location
Hong Kong, Hong Kong
Salary
Competitive
Posted
29 Apr 2023
Closes
23 May 2023
Ref
19200013
Job Function
Wealth Management
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
Job Duties:
  • Follow up on the HKMA & SFC regulation requirement and dynamic discussion demand from head office in Taiwan
  • Assess regulation potential impact on wealth management business and relevant P&P adjustment
  • Planning training program related to P&P projects
  • Prepare Management Information System (MIS) Reports and regular reports to head office and Hong Kong branch
  • Conduct evaluation of annual RCSA (Operational Risk & Control self-assessment) and daily monitoring of Key Risk Indicators (KRI) of Hong Kong branch; responsible for the wealth management department self-audit procedures and managing risk-related declaration items
  • Performance analysis related to business performance KPI objectives
  • Conduct gap analysis on the Bank's existing policies and procedures, to ensure that the Bank complies with both internal and external standards or regulatory requirements

Job requirements:
  • Bachelor's degree in Finance, Business Administration or related disciplines
  • 2-3 years of relevant experience in financial industry; focus on the field of wealth management (WM/GWM), retail banking or private banking would be an advantage
  • HKSI Paper 1 or IIQE Paper 1/3/5 qualification is a plus
  • Be able to work independently and under pressure
  • Strong interest in developing a career in the banking industry and passion for excellence
  • Good interpersonal and communication skills
  • Proficient in MS Word, Excel and PowerPoint
  • Proficient in written English and Chinese; fluent in spoken Putonghua

(Candidate with less experience will be considered as Senior Specialist.)
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