Wealth Operation management (OM) manager / Assistant manager

E.Sun Bank, Hong Kong Branch
Hong Kong, Hong Kong
29 Apr 2023
23 May 2023
Job Function
Wealth Management
Industry Sector
Finance - General
Employment Type
Full Time
Job Duties:
  • Follow up on the HKMA & SFC regulation requirement and dynamic discussion demand from head office in Taiwan
  • Assess regulation potential impact on wealth management business and relevant P&P adjustment
  • Planning training program related to P&P projects
  • Prepare Management Information System (MIS) Reports and regular reports to head office and Hong Kong branch
  • Conduct evaluation of annual RCSA (Operational Risk & Control self-assessment) and daily monitoring of Key Risk Indicators (KRI) of Hong Kong branch; responsible for the wealth management department self-audit procedures and managing risk-related declaration items
  • Performance analysis related to business performance KPI objectives
  • Conduct gap analysis on the Bank's existing policies and procedures, to ensure that the Bank complies with both internal and external standards or regulatory requirements

Job requirements:
  • Bachelor's degree in Finance, Business Administration or related disciplines
  • 2-3 years of relevant experience in financial industry; focus on the field of wealth management (WM/GWM), retail banking or private banking would be an advantage
  • HKSI Paper 1 or IIQE Paper 1/3/5 qualification is a plus
  • Be able to work independently and under pressure
  • Strong interest in developing a career in the banking industry and passion for excellence
  • Good interpersonal and communication skills
  • Proficient in MS Word, Excel and PowerPoint
  • Proficient in written English and Chinese; fluent in spoken Putonghua

(Candidate with less experience will be considered as Senior Specialist.)
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