GBM, Regulatory Controls Management Analyst, London

Roles and Responsibilities:

• Develop subject matter expertise on covered obligations, includes design pre-trade and trade business controls for new regulatory implementation, identify and implement enhancements to existing controls
• Build relationships with Sales/Trading, Compliance, Legal, Operations and Engineering globally to design and improve business control workflows for new regulatory implementations
• Support regulatory obligation coverage to effectively investigate and remediate trading control issues that arise
• Contribute to strategic initiatives to streamline pre-trade and post-trade control design, workflows and processes across obligations
• Develop management reporting (e.g. metrics, dashboards) to improve visibility and facilitate escalation to obligation owners, desks and senior leadership

Basic Qualifications:

• Bachelor's degree
• 1-3 years of relevant work experience; Exposure to global markets businesses/products (both physicals and derivatives) and trade lifecycle with a focus on Sales & Trading workflows
• Experience working with Sales/Trading, Engineering and Operations to define and clarify business requirements
• Ability to translate and analyze data to perform root cause / trending / impact analysis to drive decision making
• Experience with data blending and data visualization software such as Alteryx, Tableau, QlikView, Power BI, is desirable but not required
• Familiarity with business decision modeling, user acceptance testing and regression testing, is desirable but not required
• Strong time and project management/organizational skills and attention to detail; ability to handle a fast-paced environment
• Keen to develop a career in global markets / investment banking working environment

Global Banking and Markets
Our core value is building strong relationships with our institutional clients, which include corporations, financial service providers, and fund managers. We help them buy and sell financial products on exchanges around the world, raise funding, and manage risk. This is a dynamic, entrepreneurial team with a passion for the markets, with individuals who thrive in fast-paced, changing environments and are energized by a bustling trading floor.
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