Private Credit Firm Compliance

ABOUT

Our well-established private credit fund with a big presence in Asia and headquartered in Hong Kong is seeking a highly qualified Compliance/Regulatory Professional with exposure to Cayman private funds and the Securities and Futures Commission (SFC) to join our team. The ideal candidate will have 8 to 15 years of experience, be entrepreneurial, and capable of working independently. Candidates with experience in private equity, private credit or asset management are highly desirable.

JOB RESPONSIBILITY

• Oversee the fund's compliance program and ensure that it is in line with regulatory requirements and industry best practices
• Develop and implement compliance policies and procedures, and provide training to employees on compliance issues
• Conduct compliance reviews and audits of the fund's operations and investments, and report on findings to senior management
• Manage relationships with regulators, including the SFC and other relevant authorities
• Ensure that the fund's Cayman private funds are in compliance with applicable laws and regulations
• Stay up-to-date with the latest regulatory and industry developments, and advise senior management on potential risks and opportunities

JOB REQUIREMENTS

• A bachelor's degree in law, finance, or a related field, and a relevant professional qualification (e.g. CAMS, CFA, or CPA)
• 5 to 10 years of experience in compliance or regulatory roles, with exposure to Cayman private funds and the SFC
• Experience in private equity, private credit, or asset management is highly desirable
• Strong knowledge of relevant laws and regulations, including the SFO, AML/CFT, and FATCA/CRS
• Excellent analytical and problem-solving skills, with the ability to work independently and as part of a team
• Strong communication and interpersonal skills, with the ability to build and maintain relationships with colleagues, clients, and regulators
• Fluency in English is required, and proficiency in Mandarin or other Asian languages is a plus