Compliance Officer

Bank Vontobel
London, United Kingdom
08 Feb 2023
24 Feb 2023
Job Function
Industry Sector
Finance - General
Employment Type
Full Time
An opportunity has arisen within TwentyFour Asset Management LLP ("TwentyFour"), an award-winning fixed income boutique of the Switzerland-based Vontobel Group. The role will be based at TwentyFour's office in the City of London.

With over £17bn under management, the company prides itself on the collaborative environment and team-based approach. The firm's culture is client-focused, and committed to delivering performance, with an emphasis on idea generation and a collegiate dynamic.

TwentyFour is recruiting for a Compliance Officer to sit within the Compliance team and to provide day to day compliance support to the business, as well as assist with day to day compliance monitoring activities in accordance with the annual compliance monitoring plan.

The role reports into the Chief Compliance Officer.

Your opportunity
Primary Responsibilities:
- Perform monthly compliance monitoring to assess the adequacy of the Firm's compliance with applicable regulations
- Assist with the review of client communications, including financial promotions and cross border distribution material, and ensure compliance with applicable regulatory requirements and the Firm's own communications policies
- Periodically assist with the review and update of the Firm's policies and procedures
- Assist with project work as required

Requirements: - Graduate (undergraduate degree or equivalent)
- Proven UK financial services compliance experience (2-3yrs); preferably with prior compliance testing/monitoring experience
- Good attention to detail - Good analytical skills
- Good Excel, Word, PowerPoint skills
- Strong interpersonal skills
Desirable Skills / Knowledge:
- Working knowledge of fund structures across multiple jurisdictions, including UK, Luxembourg, Ireland and US
- Ability to liaise with different stakeholders within a firm
- Ability to work independently to complete tasks in a timely manner
- Ability to communicate complex rules/regulations in a clear manner

Thank you for applying to Vontobel. We will carefully review your application and will respond to you in a timely manner.

At Vontobel, we are an equal opportunity workplace. We are committed to equal employment opportunity regardless of race, color, ancestry, religion, sex, national origin, sexual orientation, age, citizenship, marital status, disability or gender identity.
We value the many voices within our teams and are committed to creating an environment where everyone who wants to be part of our performance culture can be themselves. It is based on mutual respect and zero tolerance for any form of discrimination.

If you have any questions you can contact us through our contact form .
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