Senior Audit Manager, Global Private Banking - Global Internal Audit

Hong Kong, Hong Kong
02 Dec 2022
14 Dec 2022
Job Function
Industry Sector
Finance - General
Employment Type
Full Time
Job description

Some careers open more doors than others.

If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

Global Internal Audit provides independent, objective assurance to management and the risk and audit committees as to whether the framework of risk management, control, and governance processes, as designed and represented by management, is adequate and functioning.

We are currently seeking a high calibre professional to join our team as a Senior Audit Manager, Global Private Banking.

Principal Responsibilities

Role purpose (overall high level summary of the role)

We are currently seeking an individual to join our team in the role of Senior Audit Manager, WPB Wealth and Private Banking to deliver assigned work, support activities, and where applicable, lead and deliver audits. The Senior Audit Manager will:
  • Lead an audit and manage team members. Responsible for the execution of all stages in the audit lifecycle, including planning, fieldwork, issue writing and agreement, report delivery, post report issue validation and ongoing stakeholder engagement
  • Perform quality audit work in accordance with the Group Audit Instruction Manual (AIM) to ensure controls are in place to effectively manage risk
Accountabilities for Business, Customers and Stakeholders
  • Expertise (i.e. commercial awareness, understanding of products and services)
  • Demonstrate knowledge of Wealth Management and Private Banking business including developing trends, risks, controls, and applicable regulatory requirements
  • Support a strong risk and conduct culture across the Group and promote awareness and sound operational and strategic decision-making
  • Critically analyse and determine key drivers of change for area of coverage and assess how these will impact audits
  • Use insights, industry knowledge and current developments to assess areas of concern

Interpersonal Skills (i.e. communication, collaboration, networking, and negotiation)
  • Committed Team Player that upholds and delivers allocated assignments and helps others as needed to achieve common objectives
  • Effective communication and ability to maintain constructive relationships with stakeholders, team members, and INA Management
  • Actively promote collaboration and sharing of ideas across INA
  • Coherently articulate audit exceptions and findings to INA team members and management, and as necessary to business and/or functional stakeholders
  • Effectively discuss potentially challenging matters and ability to communicate with impact and articulated in a meaningful way to wide and varied audiences

  • Minimum 10 years' relevant work experience in the Financial Services Sector, consultancy, and internal or external audit will be considered, or Data Analytical role
  • Demonstrate solid Product knowledge of Private Banking and Wealth Management business
  • Track record in leading an audit, managing team members and senior stakeholders
  • Relevant accounting, audit, analytical, financial, project management, programming, quantitative, risk, and technology skills, qualifications or certifications
  • Undergraduate or graduate degree in business, accounting, finance, mathematics, or data sciences
  • Preference given to qualified accounts, CIA, CISA, CFA, or ACAMS
  • Fluency in English, Cantonese or Mandarin
  • Willingness to travel. (max. 20%)
  • Mature team player who is highly professional
  • Prior experience in Data Analytics is preferred
Problem Solving (i.e. complexity and evaluative / analytical thinking involved in formulating solutions)
  • Analytical and critical thinker, who can effectively manage competing priorities and complex challenges to deliver positive outcomes
  • Apply qualitative and quantitative methods to analyse and investigate challenging scenarios and situations
  • Produce smart, simple, and pragmatic solutions
You'll achieve more when you join HSBC.

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

Issued by The Hongkong and Shanghai Banking Corporation Limited.
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