Trade Surveillance - Global Investment Bank
- Employer
- Ashford Benjamin Ltd
- Location
- Hong Kong, Hong Kong
- Salary
- Competitive
- Closing date
- Feb 25, 2023
View more
- Job Function
- Compliance/Regulatory
- Industry Sector
- Finance - General
- Employment Type
- Full Time
- Education
- Bachelors
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Responsibilities:
Requirements:
- Provide surveillance advisory for APAC region
- Review and design surveillance and compliance testing program, conduct UAT and post validation
- Maintain surveillance governance framework, identify potential system improvement
- Conduct surveillance analysis and related regulatory updates
Requirements:
- Minimum 3 years' of experience in surveillance, familiar with related systems
- Strong communication skill in English
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