Internal Audit - Risk Management Auditor - Director / Vice President
- Employer
- Morgan Stanley
- Location
- Singapore, Singapore
- Salary
- Competitive
- Closing date
- Mar 14, 2023
View more
- Job Function
- Accounting/Audit/Tax
- Industry Sector
- Finance - General
- Employment Type
- Full Time
- Education
- Bachelors
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Team Profile
The Internal Audit Department (IAD) is responsible for validating whether the Firm operates in a controlled environment with appropriate risk management processes. We evaluate the adequacy and effectiveness of the Firms internal controls using a risk-based methodology developed from professional auditing standards and assists in monitoring the Firms compliance with internal guidelines set for risk management and risk monitoring/ as well as external rules and regulations governing the industry. We are part of a global team with presence in locations in the US/ Europe and Asia. Within the team are represented a diverse skill set across business/ compliance and financial crimes/ risk management/ operations/ finance/ information security and technology who work together to identify/ monitor/ assess and report on the control environment of the Firm.
About the Role
Morgan Stanley IAD is currently seeking a Senior Manager or Vice President for its Singapore-based Risk Management audit team to cover enterprise-wide risk management across the Asia region. The Risk Management audit team performs audits of the second line of defense in all major markets across Asia to form a view on the effectiveness of controls operating within Firm Risk Management. Additionally/ the Risk Management team supports the Institutional Securities Group (ISG) audits of Sales & Trading in Equities and Fixed Income/ Prime Brokerage and Electronic Trading businesses where Morgan Stanley is the market leader/ Investment Banking and Capital Markets and Research.
Your key responsibilities will include:
- Support the Singapore and Asia audit team in performing risk assessments/ planning/ execution and reporting of regional and global audits
- Participate in the planning of audits to include identification and evaluation of objectives/ inherent risks and controls.
- Perform regular audit testing and provide recommendations on how to improve internal controls and governance processes
- Meet with key stakeholders both within and outside IAD/ and attend working groups and committees/ as part of continuous monitoring activities
- Develop a strong understanding of business and system processes and be able to communicate complex technical issues in simplified terms to management and colleagues from other audit divisions
The Internal Audit Department (IAD) is responsible for validating whether the Firm operates in a controlled environment with appropriate risk management processes. We evaluate the adequacy and effectiveness of the Firms internal controls using a risk-based methodology developed from professional auditing standards and assists in monitoring the Firms compliance with internal guidelines set for risk management and risk monitoring/ as well as external rules and regulations governing the industry. We are part of a global team with presence in locations in the US/ Europe and Asia. Within the team are represented a diverse skill set across business/ compliance and financial crimes/ risk management/ operations/ finance/ information security and technology who work together to identify/ monitor/ assess and report on the control environment of the Firm.
About the Role
Morgan Stanley IAD is currently seeking a Senior Manager or Vice President for its Singapore-based Risk Management audit team to cover enterprise-wide risk management across the Asia region. The Risk Management audit team performs audits of the second line of defense in all major markets across Asia to form a view on the effectiveness of controls operating within Firm Risk Management. Additionally/ the Risk Management team supports the Institutional Securities Group (ISG) audits of Sales & Trading in Equities and Fixed Income/ Prime Brokerage and Electronic Trading businesses where Morgan Stanley is the market leader/ Investment Banking and Capital Markets and Research.
Your key responsibilities will include:
- Support the Singapore and Asia audit team in performing risk assessments/ planning/ execution and reporting of regional and global audits
- Participate in the planning of audits to include identification and evaluation of objectives/ inherent risks and controls.
- Perform regular audit testing and provide recommendations on how to improve internal controls and governance processes
- Meet with key stakeholders both within and outside IAD/ and attend working groups and committees/ as part of continuous monitoring activities
- Develop a strong understanding of business and system processes and be able to communicate complex technical issues in simplified terms to management and colleagues from other audit divisions
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