Internal Audit - Risk Management Auditor - Director / Vice President

Morgan Stanley
Singapore, Singapore
13 Feb 2023
14 Mar 2023
Job Function
Industry Sector
Finance - General
Employment Type
Full Time
Team Profile
The Internal Audit Department (IAD) is responsible for validating whether the Firm operates in a controlled environment with appropriate risk management processes. We evaluate the adequacy and effectiveness of the Firms internal controls using a risk-based methodology developed from professional auditing standards and assists in monitoring the Firms compliance with internal guidelines set for risk management and risk monitoring/ as well as external rules and regulations governing the industry. We are part of a global team with presence in locations in the US/ Europe and Asia. Within the team are represented a diverse skill set across business/ compliance and financial crimes/ risk management/ operations/ finance/ information security and technology who work together to identify/ monitor/ assess and report on the control environment of the Firm.

About the Role
Morgan Stanley IAD is currently seeking a Senior Manager or Vice President for its Singapore-based Risk Management audit team to cover enterprise-wide risk management across the Asia region. The Risk Management audit team performs audits of the second line of defense in all major markets across Asia to form a view on the effectiveness of controls operating within Firm Risk Management. Additionally/ the Risk Management team supports the Institutional Securities Group (ISG) audits of Sales & Trading in Equities and Fixed Income/ Prime Brokerage and Electronic Trading businesses where Morgan Stanley is the market leader/ Investment Banking and Capital Markets and Research.
Your key responsibilities will include:
- Support the Singapore and Asia audit team in performing risk assessments/ planning/ execution and reporting of regional and global audits
- Participate in the planning of audits to include identification and evaluation of objectives/ inherent risks and controls.
- Perform regular audit testing and provide recommendations on how to improve internal controls and governance processes
- Meet with key stakeholders both within and outside IAD/ and attend working groups and committees/ as part of continuous monitoring activities
- Develop a strong understanding of business and system processes and be able to communicate complex technical issues in simplified terms to management and colleagues from other audit divisions
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