Broker/Dealer Trading Advisor - Wealth Management

LCA Solutions Limited
Hong Kong, Hong Kong
01 Oct 2022
31 Oct 2022
Job Function
Industry Sector
Finance - General
Employment Type
Full Time
Looking for a new step in your career?

Join our regulated Award Winning, Multi Family Office Boutique based in Hong Kong.

As we expand our operations, we are looking to add a Trading Advisor to our Wealth Management team.

If you are an experienced execution trader in either a securities house, a bank or a wealth management boutique with experience in trading equities, bonds, FX and structured products and have an entrepreneurial spirit looking to focus on servicing the needs of a limited number of clients, then contact us.

As a "One Stop Solution Centre", we aim to service our clients' traditional wealth management needs but also provide corporate advisory solutions for their family business as well as provide consultancy services for all their other needs.

Our wide range of services include advisory or discretionary mandates on liquid investments, direct investment opportunities to attract the interest and nurture the entrepreneurial spirit of the next Gen as well as traditional corporate advisory solutions to either expand the family business by sourcing acquisition targets or strategic investors or monetizing the family business enabling it to expand its family legacy.

We also provide our clients with a forum to source answers to the numerous non-financial issues they face (succession, legal structuring, family governance, overall review and advice etc.) for which we offer consultancy services in order for them to adequately address these issues.

If interested, visit our website for a better understanding of who we are and get in contact with us.

  • Provide trading ideas in all asset classes and discuss them directly with clients or the other wealth managers within the firm.
  • Execute trades in a timely and efficient manner.
  • Develop and build relationship with new and existing trading clients.
  • Monitor market and trade performance by reviewing trade media.
  • Research and resolve issues in trading area.
  • Perform other duties as required and assigned.

  • Competitive compensation and benefits in line with industry
  • Small team atmosphere, with multi-Cultural team members, serving local Asian and international clients with a "One Stop Solution" approach and a "can do" attitude.
  • Mentoring benefits by direct access and daily Interaction with 30-year Senior industry veterans.
  • Nice working environment located in Central with appropriate tools such as Bloomberg, Reuters and Morning Star data bases.
  • As a boutique, we focus on servicing a wide range of the needs of a limited number of clients which enables you to have enough time to efficiently understand and service them.
  • Operate out of Hong Kong but Also ASIC approved for Australia while our custodian banks can be in booking centers in HK, Singapore or all over the world.

  • At least 5 years' relevant work experience directly servicing clients in either a Broker, Securities house, Bank, Multi Family Office, Wealth Management or asset management company.
  • Sound knowledge of actively trading securities & Structured products with relevant knowledge of procedures for such.
  • Qualified to work in Hong Kong with appropriate SFC/HKMA licenses for Regulated Activities such as Type 1, 4 or 9.
  • Bachelor's degree or above
  • Self-motivated, able to deliver with a strong marketing and customer focused mindset.
  • Excellent English and Cantonese communication skills with additional Mandarin proficiency being a plus.

Interested candidates, please send an updated CV to .
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