Senior Manager Risk and Compliance

Morgan McKinley
Sydney, Australia
SR160k - SR180k
29 Sep 2022
12 Oct 2022
Job Function
Risk Management
Industry Sector
Finance - General
Employment Type
Full Time
Job Summary
  • Sydney CBD
  • Permanent
  • BBBH826839
  • Aug 30, 2022
  • $160k - $180k
Job Description
Working exclusively with Morgan McKinley, this Senior Manager R&C role has been created to support our client's mortgage servicing business.

Senior Manager Risk and Compliance

Great opportunity to join a well-established financial services business growing its retail lending consumer portfolio.

Our Client

Working exclusively with Morgan McKinley, this Senior Manager R&C role has been created to support our client's mortgage servicing business. The role will provide 2nd line risk and compliance advice and support for the creation of new servicing-related policies and procedures, the successful onboarding and setup of new servicing arrangements, the implementation of a servicing platform, the training of new customer services representatives, and oversight of the compliance requirements for the servicing arrangements.

About the role

As the key Senior Manager, R&C partner to this business, you will support the mortgage servicing team's delivery of strategic and tactical goals, the continued improvement in governance, risk culture, accountability, and embedment and uplift of all Risk and Compliance policies and frameworks.
    • Providing licensing, regulatory, operational risk, and compliance support on the take on of additional mortgage portfolios, including the facilitation of delivered risk workshops so the business can clearly understand the risks of entering into the new deal and controls required to appropriately manage the new operational risks;
  • Supporting the build of risk, compliance obligations, and control registers to ensure the new platform and portfolios meet all ongoing regulatory requirements, i.e. NCCP 2009, RG271 Complaints;
  • Advising and assisting the organisation with their regulatory interactions, such as ASIC, APRA reviews, regulatory lodgments, license variations, and breach notifications;
  • Maintain the Compliance Plans for the mortgage entities and the Risk and control registers;
  • Ensuring accurate and timely monitoring and reporting of compliance incidents and breaches and continually identifying areas for improvement;
  • Production of Board, Committee and other reports, as well as presentation to Boards;
The successful candidate
  • 5 years plus risk and/or compliance experience
  • Bachelor Degree or equivalent of Law, Commerce, Financial Services, Audit or Accounting
  • Experience in supporting mortgages, retail lending or consumer lending portfolio from a large or small business
  • Experience in delivering risk & compliance and governance advice to a range of internal and external stakeholders
  • Experience in working with an APRA-regulated business and the associated compliance requirements
  • Ability to build relationships and work collaboratively with internal/external stakeholders
  • Understanding of key lending financial service obligations including:
    • NCCP Act 2009;
    • RG209 Responsible Lending;
    • RG96 Debt Collection guidelines.
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