Lead Analyst, Control

Overview
Job Title: Lead Analyst, Control
Who we are:

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. BNY Mellon delivers informed investment and wealth management and investment services in 35 countries. As of March 31, 2021, BNY Mellon had $41.7 trillion in assets under custody/or administration, and $2.2 trillion in assets under management. BNY Mellon can act as a single point of contact for clients looking to create, trade, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand for The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available a t www.bnymellon.com . Follow us on Twitter @BNYMellon or visit our newsroom a t www.bnymellon.com/newsroom for the latest company news.

What we do:

Issuers of equity and debt securities, financial intermediaries and investors worldwide require innovative and efficient securities services. That's why we provide American and global depositary receipt (DR) programs in partnership with leading companies from 50+ countries. It's also why we are the world's leading corporate trust provider, servicing outstanding debt in countries around the globe.

Team & Role:

The Governance & Control Team resides in the First Line of Defense of the business and supports all elements of the Clearance & Collateral Management (CCM) First line. The team based domestically supports the CCM business Globally and the role will be supporting all products within CCM, will support locally from team members within the CCM Governance & Control team.

Responsibilities:

The core responsibilities will be to support the Risk Control Self-Assessment (RCSA) control testing process and team. This process includes but is not limited to; assessing the design & operating effectiveness controls mitigating the business' key risk, considering BNYM and Business Policies & Procedures and in line with the respective regulations, working with business partners to create & enhance processes and documenting the control testing process, approach, and outcome to senior management. Interprets regulations affecting control standards with large degree of independence and suggests methods of updating policies and practices to address any risk concerns. Prepares reports and provides insight to business on control / risk management including Error / Near Miss analyses. Responsible for interpreting regulations in order to adjust and improve internal controls. Tests control systems and communicates the successful and efficient performance of control and business recovery procedures. Contributes to the achievement of team objectives. Supports moderately complex projects and provides insight on interpretation of regulations and how they apply to the business and further add value to the business.

The successful candidate will demonstrate/possess:

• Bachelor's degree or equivalent combination of education and work experience required.
• 3-5 years of total work experience preferred.
• Experience in the securities or financial services industry is preferred.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals with Disabilities/Protected Veterans. Our ambition is to build the best global team - one that is representative and inclusive of the diverse talent, clients and communities we work with and serve - and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.

Employer Description:

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.

EEO Statement:

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans. Our ambition is to build the best global team - one that is representative and inclusive of the diverse talent, clients and communities we work with and serve - and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.