AFC Compliance Testing - Associate
- Employer
- Danos Consulting
- Location
- Singapore, Singapore
- Salary
- S$75k - S$90k
- Closing date
- Sep 14, 2022
View more
- Job Function
- Compliance/Regulatory
- Industry Sector
- Finance - General
- Employment Type
- Full Time
- Education
- Bachelors
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- Play a key role in supporting the execution of the testing program for L1 and L2 controls
- Participate in the creation of testing plans for areas of identified potential AFC risk
- Maintain the current Testing approach and methodology consistent and up-to-date
- Undertake Tests / Reviews/Checks and assessments of the business records in line with the AFC Testing Plan while working in close coordination with the Global AFC Testing & QA team under the wider Controls Testing & Assurance function
- Prepare reports for submission to the Global AFC Testing teams in hub locations detailing the work performed, findings, conclusions and recommendations
- Collaboration with various AFC and Business (1LOD) stakeholders to ensure the implementation of adequate and effective testing program for APAC that meet both BaFin and local regulatory requirements
- Liaising regularly with relevant businesses, Business Line AFC Compliance and other colleagues to remain abreast of developments as it pertains to AFCT; ensuring stakeholders are aware of the likely impact on the controls testing program and implementing changes where necessary
- Ensuring that all issues raised in AFCT have adequate remediation plans that are tracked and escalated promptly and appropriately
- Conduct Quality assurance reviews on transaction monitoring processes in the Asia Pacific.
- Compiling reports and trend analysis in preparation for discussion with key Stakeholders from AFC, Business and GTO functions, identifying key issues and areas for improvement
- Sharing best practice and learnings with AFCT colleagues locally/regionally/globally
- Staying abreast of all regulatory developments which may impact monitoring requirements
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