Compliance Analyst

Connor, Clark & Lunn Investment Management
Vancouver, British Columbia (CA)
To be discussed
22 Jul 2022
21 Aug 2022
Job Function
Industry Sector
Finance - General
Employment Type
Full Time

We are looking for a Compliance Analyst to join our growing Compliance Team at Connor, Clark & Lunn Investment Management. Compliance plays a critical role in our firm and in this position, you will have the opportunity to work with our Chief Compliance Officer, our Chief Investment Officer and the portfolio managers on our three investment teams. The role of compliance continues to evolve in complexity and importance and this is a fantastic opportunity to be part of a growing team whose range of responsibilities continue to increase.

What You Will Do

The Compliance Analyst will have exposure to the firms’ key decision makers and have a broad range of responsibilities playing a critical role in monitoring and enhancing the firm’s compliance program. In this role, you will be reporting to the firm’s Chief Compliance Officer. The main areas of focus include:

  • Monitoring compliance from an investment, regulatory and operational perspective
  • Participating in the ongoing review of the firm’s policies and procedures
  • Assisting with the firm’s internal and external operational and regulatory audits
  • Providing back-up coverage for other members of the Compliance Team
  • Compiling risk management reports for CC&L’s Investment Risk Management Committee
  • Assisting in the compliance review of marketing materials

What You Bring

  • A Passion for Compliance – You have 1-3 years of investment industry knowledge, experience, and you want to continue or move into a compliance role with the intention to develop your industry and compliance expertise. A CFA (or working towards a CFA designation) is an asset.
  • A Passion for Operational Excellence – You display a professional attitude where attention to detail, accuracy and timeliness are critical success factors in achieving your goals and objectives.
  • Critical Thinking – You possess an analytical mindset and like to solve problems.
  • Curiosity – You are inquisitive and are not afraid to ask questions.
  • Collaborative Communication – you have a collaborative spirit that helps you to work well with others while at the same time taking initiative to build on the existing best practice of the team
  • Organization – Proven ability to work efficiently under pressure, both individually and as part of a team, dealing with changes and interruptions while maintaining strict deadlines.
  • Technology – Demonstrated ability to quickly learn new systems and software. Charles River is an asset; MS Office, in particular advanced excel skills is required.

Who We Are Connor, Clark & Lunn Investment Management ("CC&L"), an affiliate of the Connor, Clark & Lunn Financial Group, manages in approximately $60 billion for a variety of client types from institutional pension plans to retail mutual funds across a number of investment strategies including quantitative and fundamental equity, fixed income, and balanced fund mandates.

Connor, Clark & Lunn Financial Group ("CC&LFG") provides investment management services to individuals, advisors, pension plans, institutional investors and foundations. The firm has offices across Canada and in Chicago, London and India and through its affiliated investment managers is responsible for the investment of over $96 billion in financial assets.

As we look forward, we can see both opportunities and challenges for further growth that only reinforce our commitment to attracting, retaining and motivating the most talented people in our industry.

This is best achieved by the delivery of:

  • A High-Quality Environment: To work with people who we hold in high regard; to enjoy the time that we spend at work; to focus on productive activities without the distraction of politics and bureaucracy; to treat each other with respect.
  • An Opportunity to Succeed: To do work that has value and which presents the opportunity for professional growth and development.
  • Recognition and Reward: To recognize each person’s contribution and to align compensation with contribution.

CC&L is committed to creating a diverse and inclusive environment and is proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to gender, ethnicity, religion, sexual orientation or expression, disability, or age.

To apply for this position, please submit both your cover letter and resume combined as one PDF document. Please describe in your cover letter what interests you about the role and your relevant experiences and skill set.

We thank all candidates for their interest but only those applicants selected for an interview will be contacted. No telephone calls or recruitment agencies will be accepted.

  • You need to sign in to save