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Compliance Advisory

Employer
Meraki Talent
Location
London, United Kingdom
Salary
600
Closing date
Jul 16, 2022

View more

Job Function
Other
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
Compliance Advisory - Asset Management
12 Month Contract
London - Hybrid
Excellent Rate

We are currently recruiting for a Compliance Advisor on behalf of a global investment house based in the City of London. The compliance advisor will sit in the specialists' team which provides advice on technical queries and delivery of business and regulatory change activities, in a range of topics including Investments, Products and Distribution.

Initially the focus will be on fund and customer operations, however there will also be opportunities to grow and upskill into other areas of compliance expertise which the Specialist Team cover.

As a compliance advisor you will:
  • Providing technical knowledge on ESG regulation - In particular EU SFDR
  • Collaborating with SMEs or Compliance Advisory Business Partners
  • Supporting the Business Partners in providing oversight of the first line relating to their regulatory obligations
  • Helping with the flow of activities from second line to first line
  • Working closely with regulators and the legal counsel
  • Helping with the business and regulatory change project
  • Supporting other Advisory and Compliance teams, to ensure a universal approach to providing compliance advice

As a compliance advisor will need:

  • Demonstrable experience of delivering Compliance advice in an asset management
  • Knowledge of regulations such as Investment, Product and Distribution.
  • Experience of delivering ESG regulatory change projects
  • Analytical skills to interpret regulations implemented by regulatory bodies
  • Ability to analyse complex and evolving positions
  • Excellent communication skills to express regulatory concepts in a clear and concise manner
  • Sound commercial knowledge and structured approach to provision of advice

Qualifications needed for this Job:

  • University Degree (or equivalent)
  • Relevant investment management qualification (e.g., Investment Management Certificate, Investment Operations Certificate, CFA)
  • Relevant Compliance qualification (e.g., International Compliance Association, Chartered Institute for Securities & Investment)

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