VP Risk Manager- Wealth Management

ALS International
Hong Kong, Hong Kong
03 Jul 2022
08 Jul 2022
Job Function
Wealth Management
Industry Sector
Finance - General
Employment Type
Full Time
The role will drive the identification, assessment and analysis of regulatory requirements that will impact on risk management and control .It will also help to work on some projects carried out by HK Branch for the implementation of the regulator requirements.
  • Develop, formulate and review all relevant risk management policies and procedures to ensure compliance with the local regulators and to be in line with Head Office.
  • Work with risk managers, business partners and other stakeholders to ensure completeness of risk policies/ procedures that applied locally to HK.
  • Assess the impacts from regulatory requirements and market changes and conduct review of relevant risk management policies and systems.
  • Coordinate and collaborate with the relevant teams in the Risk Management Department in the region (e.g. Credit risk, Market risk, Operational and Business risk) on consistency/alignment of policies and standards.
  • Review and update the risk credit policies and procedures whenever there are any regulatory changes so as to ensure their accuracy, and continuous monitoring to ensure ease of use and compliance.
  • Perform process reengineering / reviews of processes to improve efficiency
  • Act as Operational Risk Partner for the Risk Management Team

To qualify for the role, you will need to meet the following requirements:
  • At least 8-10 years of relevant experience in wealth management industry with good Wealth Management products knowledge and regulatory knowledge.
  • Good knowledge of regulatory requirements that applied to Risk Management
  • Good at writing of policies and procedures
  • Independent, committed, proactive, detail-oriented and responsible working attitude
  • Ability to multi-task and work under pressure with strong communication skills
  • Ability to interact, negotiate and communicate in across regional offices

If you are interested in the role, please send your cv to d.lim@alsrecruit.com . Only shortlisted candidates will be notified.

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