Senior Investment Associate

Job Description

SmartPro Financial is seeking a full-time Senior Investment Associate who has a passion for investment research and portfolio management. The SIA role has various duties including developing and fostering ongoing relationships with and training from BD/RIA for trading, compliance, marketing, due diligence, and performance reporting. The SIA reports directly to COO or investment committee.

We believe that a vibrant company culture which supports and nurtures our employees is so important that it is the key to our success—and a unique and sustainable competitive advantage.

Key Responsibilities:

• Program model management, trader and contact for inhouse models

• Responsible for developing and fostering ongoing relationships with BD/RIA's for trading, compliance, marketing, due diligence, and performance reporting

• Coordinate ongoing interactions with investment committee members, including investment committee meetings and projects

• Responsible for trading, new accounts liquidation/trade, rebalance deposits/withdrawals, rebalancing target range thresholds, etc.

• Creating and maintaining reporting functions (CIR statements composites, spreadsheets, models, fund additions, historical model performance, marketing slides, compliance submittals)

• Development and maintenance of marketing material collateral.

• Advisor salesforce internal contact

• Ad hoc Research Projects, fund searches, new model review

• Scheduling/attending fund family manager meetings

• Ongoing due diligence management

Qualifications

• CFA level II candidate highly preferred, or at min level I candidate and desire to attain CFA charter.

• Finance or related bachelor's degree.

• Highly proactive and able to create and maintain processes and procedures.

• Experience with or familiarity with portfolio management, trading and reporting software

• Experience with or familiarity with investment research vendors (Morningstar, etc.)

• Highly technical, detail oriented

• Ability to multitask multiple job roles

• Proficiency with spreadsheets (Excel, etc.) and presentation software (Power Pt, etc.)

• 1-3 yrs of relevant experience for an RIA, bank or research company.

• Desire and experience to handle investment performance and statistical reporting.

• Understanding of and strong interest in capital markets.

• Knowledge of and experience with the different security types and acct types

Benefits:

• Disability insurance
• Life insurance
• Paid time off
• Retirement plan
• Professional Development CFA Sponsorship
• Uncapped earning potential tied to fund growth metrics
• The ability to develop and grow a team around the SIA role

SmartPro Financial is a team of financial advisors and insurance agents. Please note that you will be required to get fingerprinted and pass a background check prior to employment.

Job Type: Full-time

Pay: $60,000.00 - $70,000.00 per year